13D Filing: Michas Alexis P and LMI Aerospace Inc (LMIA)

(iii) Juniper Investment Company, as the investment advisor of Juniper Fund, may be deemed to own beneficially (as that term is defined in Rule 13-d under the Securities Exchange Act of 1934) 813,782 Shares, constituting approximately 5.9% of the then outstanding Shares. Juniper Investment Company disclaims beneficial ownership of such Shares for all other purposes.

(iv) Each of Messrs. Michas and Bartholdson, as the managing members of Juniper HF Investors and Juniper Investment Company, may be deemed to own beneficially (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) 813,782 Shares, constituting approximately 5.9% of the then outstanding Shares. Messrs. Michas and Bartholdson disclaim beneficial ownership of such Shares for all other purposes.

(b) Juniper Fund has the sole power to vote or direct the vote of 813,782 Shares and the sole power to dispose or direct the disposition of such Shares. Juniper HF Investors, Juniper Investment Company and Messrs. Michas and Bartholdson may be deemed to share with Juniper Fund the power to vote or to direct the vote and to dispose or to direct the disposition of such Shares.

(c) Set forth on Exhibit A to this Schedule 13D is a list of transactions in the Shares effected by Juniper Fund since the filing of Amendment No. 4. These transactions were all effected in the open market through a broker. Except for the foregoing, no other transactions in the Shares were effected by the Reporting Persons since the filing of Amendment No. 4.

(d) To the knowledge of the Reporting Persons, no person other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares that are the subject of this Schedule 13D.

(e) Not applicable.

Item 7.

Materials to be Filed as Exhibits.

Exhibit A:	Schedule of Transactions
Exhibit B:	Joint Filing Agreement, dated April 13, 2016, among the Reporting Persons (incorporated by reference to the Issuer’s Schedule 13D filed with the Securities and Exchange) Commission on April 13, 2016)

13D Filing: Michas Alexis P and LMI Aerospace Inc (LMIA)

Published on May 26, 2017 at 3:53 pm by Insider Monkey Staff in Hedge Funds

Page 8 of 9 – SEC Filing

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