13D Filing: MAST Capital and Great Elm Capital Group Inc. (GEC)

Page 5 of 6 – SEC Filing


MAST Account

Trade Date Purchased (Sold) Price / Share

Mast OC I Master Fund LP

5/12/2017 (1,136,792 ) $ 3.35

Mast OC I Master Fund LP

5/12/2017 (482,900 ) $ 3.30

Mast OC I Master Fund LP

5/12/2017 (488,486 ) $ 3.30

(d) The 1,947,735 shares of Common Stock held by the MAST Accounts consists of the following amounts:
1,947,735 shares of Common Stock held by Mast Admiral Master Fund LP.

(e) Not applicable.

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