13D Filing: MAST Capital and Great Elm Capital Corp. (GECC)

Page 5 of 6 – SEC Filing


Other than the foregoing transactions, the Reporting Persons have not purchased or sold any
shares of Common Stock within the last 60 days.

(d) The 5,453,882 shares of Common Stock held by the MAST Accounts consists of the
following amounts: (i) 2,494,139 shares of Common Stock held by Mast Credit Opportunities I Master Fund Limited; (ii) 2,802,018 shares of Common Stock held by Mast Select Opportunities Master Fund; (iii) 157,725 shares of Common Stock
held by Mast Admiral Master Fund, L.P..

(e) Not applicable.

Item 7. Material to be Filed as Exhibits

Exhibit 99.1 Amended Joint Filing Agreement by and between MAST Capital and Mr. Steinberg dated May 19, 2017.

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