13D Filing: MAST Capital and Great Elm Capital Corp. (GECC)

Page 5 of 6 – SEC Filing


MAST Account

Trade Date Purchased
(Sold)
Price / Share

Mast Select Opportunities Master Fund

9-Oct-17 (1,323 ) $ 10.2099

Mast Select Opportunities Master Fund

10-Oct-17 (3,016 ) $ 10.1523

Mast Select Opportunities Master Fund

11-Oct-17 (3,276 ) $ 10.1537

Mast Select Opportunities Master Fund

12-Oct-17 (7,037 ) $ 10.1165

Mast Select Opportunities Master Fund

13-Oct-17 (15,082 ) $ 10.1048

Mast Select Opportunities Master Fund

16-Oct-17 (4,623 ) $ 10.1554

Mast Select Opportunities Master Fund

17-Oct-17 (15,848 ) $ 10.0904

Mast Select Opportunities Master Fund

18-Oct-17 (8,836 ) $ 10.1415

Mast Select Opportunities Master Fund

19-Oct-17 (1,323 ) $ 10.1714

Mast Select Opportunities Master Fund

20-Oct-17 (830 ) $ 10.2542

Mast Credit Opportunities I Master Fund Limited

9-Oct-17 (1,177 ) $ 10.2099

Mast Credit Opportunities I Master Fund Limited

10-Oct-17 (2,684 ) $ 10.1523

Mast Credit Opportunities I Master Fund Limited

11-Oct-17 (2,916 ) $ 10.1537

Mast Credit Opportunities I Master Fund Limited

12-Oct-17 (6,263 ) $ 10.1165

Mast Credit Opportunities I Master Fund Limited

13-Oct-17 (13,424 ) $ 10.1048

Mast Credit Opportunities I Master Fund Limited

16-Oct-17 (4,115 ) $ 10.1554

Mast Credit Opportunities I Master Fund Limited

17-Oct-17 (14,106 ) $ 10.0904

Mast Credit Opportunities I Master Fund Limited

18-Oct-17 (7,866 ) $ 10.1415

Mast Credit Opportunities I Master Fund Limited

19-Oct-17 (1,177 ) $ 10.1714

Mast Credit Opportunities I Master Fund Limited

20-Oct-17 (739 ) $ 10.2542

Other than the foregoing transactions, the Reporting Persons have not purchased or sold any shares of Common
Stock within the last 60 days.

(d) The 5,083,193 shares of Common Stock held by the MAST Accounts consists of the following amounts: (i)
2,606,657 shares of Common Stock held by Mast Select Opportunities Master Fund; (ii) 2,320,244 shares of Common Stock held by Mast Credit Opportunities I Master Fund Limited; and (iii) 156,292 shares of Common Stock held by Mast Admiral Master Fund,
L.P..

(e) Not applicable.

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