13D Filing: MAST Capital and Great Elm Capital Corp. (GECC)

Page 5 of 6 – SEC Filing


MAST Account

Trade Date Purchased
(Sold)
Price / Share

Mast Select Opportunities Master Fund

8-Sep-17 (308) $ 10.9325

Mast Select Opportunities Master Fund

14-Sep-17 (154) $ 10.8617

Mast Select Opportunities Master Fund

15-Sep-17 (6,402) $ 10.7744

Mast Select Opportunities Master Fund

18-Sep-17 (12,844) $ 10.7540

Mast Select Opportunities Master Fund

19-Sep-17 (5,762) $ 10.6611

Mast Select Opportunities Master Fund

20-Sep-17 (9,168) $ 10.7307

Mast Select Opportunities Master Fund

21-Sep-17 (22,405) $ 10.6189

Mast Select Opportunities Master Fund

25-Sep-17 (5,709) $ 10.6000

Mast Select Opportunities Master Fund

26-Sep-17 (3,403) $ 10.5541

Mast Credit Opportunities I Master Fund Limited

8-Sep-17 (275) $ 10.9325

Mast Credit Opportunities I Master Fund Limited

14-Sep-17 (137) $ 10.8617

Mast Credit Opportunities I Master Fund Limited

15-Sep-17 (5,699) $ 10.7744

Mast Credit Opportunities I Master Fund Limited

18-Sep-17 (11,433) $ 10.7540

Mast Credit Opportunities I Master Fund Limited

19-Sep-17 (5,130) $ 10.6611

Mast Credit Opportunities I Master Fund Limited

20-Sep-17 (8,160) $ 10.7307

Mast Credit Opportunities I Master Fund Limited

21-Sep-17 (19,943) $ 10.6189

Mast Credit Opportunities I Master Fund Limited

25-Sep-17 (5,082) $ 10.6000

Mast Credit Opportunities I Master Fund Limited

26-Sep-17 (3,029) $ 10.5541

Mast Admiral Master Fund, L.P.

8-Sep-17 (17) $ 10.9325

Mast Admiral Master Fund, L.P.

14-Sep-17 (9) $ 10.8617

Mast Admiral Master Fund, L.P.

15-Sep-17 (360) $ 10.7744

Mast Admiral Master Fund, L.P.

18-Sep-17 (723) $ 10.7540

Mast Admiral Master Fund, L.P.

19-Sep-17 (324) $ 10.6611

Other than the foregoing transactions, the Reporting Persons have not purchased or sold any shares of Common
Stock within the last 60 days.

(d) The 5,327,406 shares of Common Stock held by the MAST Accounts consists of the following amounts:
(i) 2,735,863 shares of Common Stock held by Mast Select Opportunities Master Fund; (ii) 2,435,251 shares of Common Stock held by Mast Credit Opportunities I Master Fund Limited; and (iii) 156,292 shares of Common Stock held by Mast
Admiral Master Fund, L.P..

(e) Not applicable.

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