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13D Filing: Lion Point and Lattice Semiconductor Corp (LSCC)

Published on February 7, 2018 at 12:28 pm by Insider Monkey Staff in Hedge Funds

Page 11 of 15

Page 11 of 15 – SEC Filing

C.

Lion Point Capital

(a)

Lion Point Capital, as the investment manager of Lion Point, may be deemed the beneficial owner
of the 7,664,095 Shares owned by Lion Point.

Percentage: 6.2%

(b)

1. Sole power to vote or direct vote: 7,664,095
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 7,664,095
4. Shared power to dispose or direct the disposition: 0

(c)

Lion Point Capital has not entered into any transactions in the Shares during the past sixty days.
The transactions in the Shares on behalf of Lion Point during the past sixty days are set forth in Schedule A and are incorporated
herein by reference.

D.

Lion Point Holdings GP

(a)

Lion Point Holdings GP, as the general partner of Lion Point Capital, may be deemed the beneficial
owner of the 7,664,095 Shares owned by Lion Point.

Percentage: Approximately 6.2%

(b)

1. Sole power to vote or direct vote: 7,664,095
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 7,664,095
4. Shared power to dispose or direct the disposition: 0

(c)

Lion Point Holdings GP has not entered into any transactions in the Shares during the past sixty
days. The transactions in the Shares on behalf of Lion Point during the past sixty days are set forth in Schedule A and are incorporated
herein by reference.

E.

Messrs. Cederholm and Freeman

(a)

Each of Messrs. Cederholm and Freeman, as a Founding Partner and Chief Investment Officer of each
of Lion Point Capital GP and Lion Point Capital and as a Managing Member of Lion Point Holdings GP, may be deemed the beneficial
owner of the 7,664,095 Shares owned by Lion Point.

Percentage: Approximately 6.2%

(b)

1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 7,664,095
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 7,664,095

(c)

Neither of Messrs. Cederholm or Freeman has entered into any transactions in the Shares during
the past sixty days. The transactions in the Shares on behalf of Lion Point during the past sixty days are set forth in Schedule
A and are incorporated herein by reference.

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Lion Point NASDAQ:LSCC SEC 13D Filing Lattice Semiconductor Corp (LSCC)