13D Filing: Levin Capital Strategies and Fluidigm Corp (FLDM)

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Page 10 of 18 – SEC Filing

1 NAME OF REPORTING PERSON
John A. Levin
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
(b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS
AF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 5,000
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 9,314,997
PERSON WITH 9 SOLE DISPOSITIVE POWER
5,000
10 SHARED DISPOSITIVE POWER
12,424,234
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,429,234
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.2%
14 TYPE OF REPORTING PERSON
IN
10

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