13D Filing: Leon Capital Partners, Llc and Ruby Tuesday Inc (NYSE:RT)

D.	LCG Alternative

(a)

LCG Alternative, as the manager of LCG Liquid, may be deemed the beneficial owner of the 5,755,485 Shares owned by Chimera Investments.

Percentage: Approximately 9.5%

(b)

1. Sole power to vote or direct vote: 5,755,485

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 5,755,485

4. Shared power to dispose or direct the disposition: 0

(c)

LCG Alternative has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference.

E.	Leon Partners

(a)

Leon Partners, as the manager of LCG Alternative, may be deemed the beneficial owner of the 5,755,485 Shares owned by Chimera Investments.

Percentage: Approximately 9.5%

(b)

1. Sole power to vote or direct vote: 5,755,485

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 5,755,485

4. Shared power to dispose or direct the disposition: 0

(c)

Leon Partners has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference.

F.	Mr. De Leon

(a)

Mr. De Leon, as a managing member and CEO of Leon Partners, may be deemed the beneficial owner of the 5,755,485 Shares owned by Chimera Investments.

Percentage: Approximately 9.5%

(b)

1. Sole power to vote or direct vote: 5,755,485

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 5,755,485

4. Shared power to dispose or direct the disposition: 0

(c)

Mr. De Leon has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference.

13D Filing: Leon Capital Partners, Llc and Ruby Tuesday Inc (NYSE:RT)

Published on March 28, 2017 at 2:12 pm by Insider Monkey Staff in Hedge Funds

Page 11 of 15 – SEC Filing

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