13D Filing: Leon Capital Partners, Llc and Ruby Tuesday Inc (NYSE:RT)

Item 5.

Interest in Securities of the Issuer.

The aggregate percentage of Shares reported owned by each person named herein is based upon 60,574,709 Shares outstanding, as of January 3, 2017, which is the total number of Shares outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on January 6, 2017.

A.	Chimera Investments

(a)

As of the close of business on March 23, 2017, Chimera Investments beneficially owned 5,755,485 Shares.

Percentage: Approximately 9.5%

(b)

1. Sole power to vote or direct vote: 5,755,485

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 5,755,485

4. Shared power to dispose or direct the disposition: 0

(c)

The transactions in the Shares by Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference.

B.	Chimera Capital

(a)

Chimera Capital, as the manager of Chimera Investments, may be deemed the beneficial owner of the 5,755,485 Shares owned by Chimera Investments.

Percentage: Approximately 9.5%

(b)

1. Sole power to vote or direct vote: 5,755,485

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 5,755,485

4. Shared power to dispose or direct the disposition: 0

(c)

Chimera Capital has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference.

C.	LCG Liquid

(a)

LCG Liquid, as the manager of Chimera Capital, may be deemed the beneficial owner of the 5,755,485 Shares owned by Chimera Investments.

Percentage: Approximately 9.5%

(b)

1. Sole power to vote or direct vote: 5,755,485

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 5,755,485

4. Shared power to dispose or direct the disposition: 0

(c)

LCG Liquid has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of Chimera Investments during the past sixty days are set forth in Schedule A and are incorporated herein by reference.

13D Filing: Leon Capital Partners, Llc and Ruby Tuesday Inc (NYSE:RT)

Published on March 28, 2017 at 2:12 pm by Insider Monkey Staff in Hedge Funds

Page 10 of 15 – SEC Filing

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