13D Filing: Kim D Blickenstaff and Tandem Diabetes Care Inc (NASDAQ:TNDM)

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Page 9 of 10 – SEC Filing


CUSIP No. 875372 104 13D Page
9
of 10 Pages

The third paragraph following the outstanding option table in Item 6 of the Previously Amended Schedule
13D is hereby amended and restated in its entirety to read as follows:

On March 1, 2017, in connection with the Public Offering,
the Reporting Persons, together with other officers, directors and stockholders of the Issuer, entered into a Lock-Up Agreement. Pursuant to such Lock-Up Agreement, the
Reporting Persons agreed that they will not sell, transfer or dispose of, directly or indirectly, any of the Common Stock or securities convertible into or exercisable or exchangeable for Common Stock for a period of 90 days after the date of the
final prospectus for the Public Offering. This summary description does not purport to be complete, and is qualified in its entirety by the Form of Lock-Up Agreement attached as Exhibit C to the Form of
Underwriting Agreement filed as Exhibit 1.1 to the Registration Statement on Form S-1 filed with the SEC on March 22, 2017, which is incorporated herein by reference.

Item 7. Material to be Filed as Exhibits

Exhibit

Number

Description

  1.1 Form of Lock-Up Agreement entered into by and among the Company, the underwriters and certain officers, directors and stockholders of the Company (incorporated by reference to Exhibit C of
Exhibit 1.1 of the Issuers Registration Statement on Form S-1 filed with the Securities and Exchange Commission on March 22, 2017 (File
No. 333-216531)).
10.1 2006 Stock Incentive Plan (incorporated by reference to Exhibit 10.3 of the Issuers Registration Statement on Form S-1 filed with the Securities and Exchange Commission on
October 7, 2013 (File No. 333-191601)).
10.2 2013 Stock Incentive Plan (incorporated by reference to Exhibit 10.6 of the Issuers Registration Statement on Form S-1 filed with the Securities and Exchange Commission on
November 1, 2013 (File No. 333-191601)).
99.1 Agreement regarding filing of joint Schedule 13D (incorporated by reference to Exhibit 99 of the Original Schedule 13D filed with the Securities and Exchange Commission on November 26, 2013).

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