13D Filing: Jeffrey Gendell and HMN Financial Inc (HMNF)

Page 6 of 7 – SEC Filing

Tontine Financial Partners, L.P.

Date of Transaction No. of Securities Acquired/(Disposed Of) Price Per Share
2/6/2018 (20,000) $18.95
2/7/2018 (100,000) $18.55
2/8/2018 (9,131) $18.50
(b) Tontine Management, L.L.C.
(a) Aggregate number of shares beneficially owned: 303,264
Percentage: 6.74%
(b) 1. Sole power to vote or direct vote: -0-
2. Shared power to vote or direct vote: 303,264
3. Sole power to dispose or direct the disposition: -0-
4. Shared power to dispose or direct the disposition: 303,264
(c) Not applicable.
(c) Jeffrey L. Gendell
(a) Aggregate number of shares beneficially owned: 303,264
Percentage: 6.74%
(b) 1. Sole power to vote or direct vote: -0-
2. Shared power to vote or direct vote: 303,264
3. Sole power to dispose or direct the disposition: -0-
4. Shared power to dispose or direct the disposition: 303,264
(c) Not applicable.

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