Companies 0 See All
Hedge Funds 0 See All
Insiders 0 See All
Institutional Investors 0 See All
Click here to see all results for
Hedge Funds

13D Filing: Jeffrey Gendell and HMN Financial Inc (HMNF)

Published on February 20, 2018 at 9:40 am by Insider Monkey Staff in Hedge Funds
<< Prev
Page 5 of 7
Next >>
See All

Page 5 of 7 – SEC Filing

Item 1. SECURITY AND ISSUER
This Schedule 13D/A (this “Amendment No. 5”) amends the Schedule D originally filed on May 12, 2003 relating to the shares of common stock, $0.01 par value (the “Common Stock”) of HMN Financial, Inc. (the “Company”) (the “Original Schedule 13D”) as previously amended by Amendment No. 1, filed on May 30, 2003 and amended by Amendment No. 2, filed on July 1, 2011, and further amended by Amendment No. 3, filed on May 10, 2012 and Amendment No. 4, filed on September 8, 2015.  The Company’s principal executive offices are located at 1016 Civic Center Drive NW, Rochester, Minnesota 55901.  The Original Schedule 13D, as further amended by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, and this Amendment No. 5, is hereinafter referred to as the “Schedule 13D”.  Capitalized terms used herein and not otherwise defined in this Amendment No. 5 have the meanings set forth in the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3 or Amendment No 4.  This Amendment No. 5 amends Items 5(a)-(c) of the Schedule 13D as set forth below.
Item 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5(a)-(c) is hereby amended and restated as follows:
(a) Tontine Financial Partners, L.P.
(a) Aggregate number of shares beneficially owned: 303,264
Percentage: 6.74% The percentages used herein and in the rest of Item 5 are calculated based upon the 4,497,538 shares of Common Stock issued and outstanding as of October 26, 2017 as reflected in the Company’s Form 10-Q for the quarterly period ended September 30, 2017.
(b) 1. Sole power to vote or direct vote: -0-
2. Shared power to vote or direct vote: 303,264
3. Sole power to dispose or direct the disposition: -0-
4. Shared power to dispose or direct the disposition: 303,264
(c) The following tables set forth all transactions in the shares of Common Stock effected in the past sixty (60) days by any of the reporting persons, as applicable.  All such transactions were effected in the open market through brokers.

Follow Hmn Financial Inc (NASDAQ:HMNF)
<< Prev
Page 5 of 7
Next >>
See All

Show more...Show less

Related Insider Monkey Articles
13D Filing: Horton Capital Management, LLC and Safeguard Scientifics Inc (SFE...13D Filing: Valinor Management LLC and Nextdecade Corp. (NEXT)
13D Filing: Monarch Alternative Capital and Resolute Energy Corp (REN)13D Filing: Coliseum Capital and Purple Innovation Inc. (PRPL)
13D Filing: Engaged Capital and Rent A Center Inc De (RCII)13D Filing: Icahn Capital LP and Xerox Corp (XRX)