13D Filing: JCP Investment Management, Llc and Us Geothermal Inc (HTM)

F.	Mr. Pappas

(a)

Mr. Pappas, as the managing member of JCP Management and sole member of JCP Holdings, may be deemed the beneficial owner of the (i) 5,630,160 Shares owned by JCP Partnership and (ii) 2,287,222 Shares owned by JCP Drawdown III.

Percentage: Approximately 7.2%

(b)

1. Sole power to vote or direct vote: 7,917,382

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 7,917,382

4. Shared power to dispose or direct the disposition: 0

(c)

Mr. Pappas has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of JCP Drawdown III since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.

The Reporting Persons, as members of a “group” for the purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.

13D Filing: JCP Investment Management, Llc and Us Geothermal Inc (HTM)

Published on April 18, 2016 at 11:06 am by Insider Monkey Staff in Hedge Funds

Page 10 of 12 – SEC Filing

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