13D Filing: James Michael Chu and Noodles & Co (NASDAQ:NDLS)

CUSIP No. 65540B105

1

Name of Reporting Persons.
Catterton-Noodles, LLC

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

 o

(b)

 o

3

SEC Use Only

4

Source of Funds (See Instructions)
OO

5

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

6

Citizenship or Place of Organization
Delaware

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
11,087,757*

9

Sole Dispositive Power
0

10

Shared Dispositive Power
11,087,757*

11

Aggregate Amount Beneficially Owned by Each Reporting Person
11,087,757*

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

13

Percent of Class Represented by Amount in Row (11)
28.1%**

14

Type of Reporting Person (See Instructions)
PN