13D Filing: Horton Capital Management, LLC and Safeguard Scientifics Inc (SFE)

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Page 21 of 21 – SEC Filing

SCHEDULE A

This Schedule A sets forth information
with respect to transactions in shares of Common Stock of the Issuer by the Reporting Persons during the past sixty days. All transactions
were effected in the open market through a broker.

Sierra Capital
Investments, LP

 Trade Date

 Shares

Purchased

Price
11/20/2017 3,400 $12.5735
11/21/2017 5,881 $12.8266
11/22/2017 11,459 $12.7864
11/24/2017 6,000 $12.6963
11/27/2017 1,068 $12.7445
11/30/2017 2,280 $12.3000
12/5/2017 19,300 $12.0039
12/6/2017 900 $11.9000
12/7/2017 18,936 $11.9390
12/8/2017 18,332 $12.0519
12/11/2017 30,000 $11.9949
12/12/2017 50,000 $11.8183
12/13/2017 16,419 $11.7527
12/14/2017 19,000 $11.4268
12/15/2017 2,500 $11.2000
1/5/2018 10,234 $11.2728
1/8/2018 15,170 $11.1092
1/9/2018 5,000 $11.0500
1/10/2018 5,700 $11.0500
1/11/2018 9,953 $11.0377
1/16/2018 18,452 $11.1016
1/17/2018 17,500 $10.9357
1/18/2018 8,300 $11.8723
1/19/2018 13,925 $12.4496

  

AVI Capital
Partners, LP

 Trade Date

Shares

 Purchased

Price
12/15/2017 1,400 $11.4039
12/19/2017 8,698 $11.3455

  

Horton Capital
Partners Fund, LP

 Trade Date

Shares

 Purchased

Price
1/25/2018 10,000 $12.3894

 

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