13D Filing: Highland Capital Management and Rait Financial Trust (RAS)

Name of
reporting person

Highland Small-Cap Equity Fund

Check the appropriate box if a member
of a group (see instructions)

(a)  ☐        (b)  ☐

SEC use only

Source of funds (see instructions)

WC

Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)  ☐

Citizenship or place of
organization

Massachusetts

Number of

shares

beneficially

owned by

each

reporting

person

with

Sole voting power

0

Shared voting power

613,889

Sole dispositive power

0

Shared dispositive power

613,889

Aggregate amount beneficially owned by each reporting person

613,889

Check if the aggregate amount in Row
(11) excludes certain shares (see instructions)  ☐

Percent of class represented by amount
in Row (11)

0.7%

Type of reporting person (see
instructions)

IV, OO