13D Filing: Highland Capital Management and Nexpoint Residential Trust Inc. (NXRT)

Page 4 of 9 – SEC Filing


CUSIP No.  65341D102 13D Page 3 of 6
  1 

NAME OF
REPORTING PERSONS

James D. Dondero

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions)

(a)  ☐        (b)  ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (see instructions)

WC/AF

  5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)  ☐

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7 

SOLE VOTING POWER

71,580.19

  8

SHARED VOTING POWER

4,104,037.92

  9

SOLE DISPOSITIVE POWER

71,580.19

10

SHARED DISPOSITIVE POWER

4,104,037.92

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,175,618.11

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES  ☐ (see instructions)

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

20.01%

14

TYPE OF REPORTING PERSON (see
instructions)

HC, IN

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