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13D Filing: Harvest Capital Strategies and Green Dot Corp (GDOT)

Published on August 22, 2017 at 3:00 pm by Insider Monkey Staff in Hedge Funds

Page 10 of 17

Page 10 of 17 – SEC Filing

(c)

The transactions in the Shares on behalf of each of Harvest Small Cap Master, Harvest Small Cap, HSCP Strategic
and through the Osher Family Accounts since the filing of Amendment No. 6 to the Schedule 13D are set forth in Schedule B
and are incorporated herein by reference.

B.

Harvest Capital

(a)

Harvest Capital, as the investment manager of Harvest Small Cap Master, Harvest Small Cap and HSCP
Strategic, may be deemed the beneficial owner of the (i) 1,120,420 Shares owned by Harvest Small Cap Master, (ii) 670,140 Shares
owned by Harvest Small Cap and (iii) 1,168,332 Shares owned by HSCP Strategic.

Percentage: Approximately
5.9%

(b)

1. Sole power to vote or direct vote: 2,958,892
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 2,958,892
4. Shared power to dispose or direct the disposition: 0

(c)

Harvest Capital has not entered into any transactions in the Shares since the filing of Amendment
No. 6 to the Schedule 13D. The transactions in the Shares on behalf of each of Harvest Small Cap Master, Harvest Small Cap and
HSCP Strategic since the filing of Amendment No. 6 to the Schedule 13D are set forth in Schedule B and are incorporated
herein by reference.

C.

Harvest Small Cap GP

(a)

Harvest Small Cap GP, as the general partner of Harvest Small Cap and HSCP Strategic, may be deemed
the beneficial owner of the (i) 670,140 Shares owned by Harvest Small Cap and (ii) 1,168,332 Shares owned by HSCP Strategic.

Percentage: Approximately
3.6%

(b)

1. Sole power to vote or direct vote: 1,838,472
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 1,838,472
4. Shared power to dispose or direct the disposition: 0

(c)

Harvest
Small Cap GP has not entered into any transactions in the Shares since
the filing of Amendment No. 6 to the Schedule 13D. The transactions in the Shares on behalf of each of Harvest Small Cap and HSCP
Strategic since the filing of Amendment No. 6 to the Schedule 13D are set forth in Schedule B and are incorporated herein
by reference.

D.

Harvest Small Cap Master

(a)

As of the close of business on August 21, 2017, Harvest Small Cap Master beneficially owned 1,120,420
Shares.

Percentage: Approximately
2.2%

(b)

1. Sole power to vote or direct vote: 1,120,420
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 1,120,420
4. Shared power to dispose or direct the disposition: 0

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NYSE:GDOT SEC 13D Filing Green Dot Corp (GDOT)Harvest Capital Strategies