You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Halcyon Mount Bonnell Fund | 2,649,914 | 0 | 2,649,914 | 0 | 2,649,914 | 2.49% |
HLTS GP | 0 | 2,649,914 | 0 | 2,649,914 | 2,649,914 | 2.49% |
HCN | 4,075,530 | 0 | 4,075,530 | 0 | 4,075,530 | 3.83% |
HCN GP | 0 | 4,075,530 | 0 | 4,075,530 | 4,075,530 | 3.83% |
Halcyon Energy, Power Infrastructure Capital Holdings | 1,747,176 | 0 | 1,747,176 | 0 | 1,747,176 | 1.64% |
First Series of HDML Fund I | 636,745 | 1,747,176 | 636,745 | 1,747,176 | 2,383,921 | 2.24% |
HDML Asset | 636,745 | 1,747,176 | 636,745 | 1,747,176 | 2,383,921 | 2.24% |
Halcyon Master Fund | 432,665 | 0 | 432,665 | 0 | 432,665 | 0.41% |
Halcyon Asset | 0 | 432,665 | 0 | 432,665 | 432,665 | 0.41% |
Avinash Kripalani | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
Jason Dillow | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
Kevah Konner | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
John Bader | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
Halcyon Capital Management | 0 | 9,542,030 | 0 | 9,542,030 | 9,542,030 | 8.97% |
Page 1 of 21 – SEC Filing
NextDecade Corporation |
(Name of Issuer) |
Common Stock, par value $0.0001 per share |
(Title of class of securities) |
65342K105 |
(CUSIP number) |
Halcyon Capital Halcyon Management L.P. 477 Madison Avenue, 8th Floor New York, New York 10022 212-303-9400 With copies to: Jackie Cohen Weil Gotshal & Manges, LLP 767 Fifth Avenue New York, New York 10153 (212) 310-8000 |
(Name, address and telephone number of person authorized to receive notices and communications) |
October 16, 2017 |
(Date of event which requires filing of this statement) |
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Page 2 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
Halcyon Mount Bonnell Fund LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS. | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
2,649,914 | |||||
8 | SHARED VOTING POWER | ||||
0 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
2,649,914 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,649,914 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
2.49% | |||||
14 | TYPE OF REPORTING PERSON | ||||
PN | |||||
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Page 3 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
HLTS GP LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS. | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
2,649,914* | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
2,649,914* | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,649,914* | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
2.49%* | |||||
14 | TYPE OF REPORTING PERSON | ||||
OO | |||||
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Page 4 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
HCN LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
4,075,530 | |||||
8 | SHARED VOTING POWER | ||||
0 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
4,075,530 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
4,075,530 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
3.83% | |||||
14 | TYPE OF REPORTING PERSON | ||||
PN | |||||
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Page 5 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
HCN GP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
4,075,530* | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
4,075,530* | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
4,075,530* | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
3.83%* | |||||
14 | TYPE OF REPORTING PERSON | ||||
PN | |||||
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Page 6 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
Halcyon Energy, Power & Infrastructure Capital Holdings LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
1,747,176 | |||||
8 | SHARED VOTING POWER | ||||
0 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
1,747,176 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,747,176 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
1.64% | |||||
14 | TYPE OF REPORTING PERSON | ||||
OO | |||||
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Page 7 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
First Series of HDML Fund I LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
636,745 | |||||
8 | SHARED VOTING POWER | ||||
1,747,176* | |||||
9 | SOLE DISPOSITIVE POWER | ||||
636,745 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
1,747,176* | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,383,921* | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
2.24% | |||||
14 | TYPE OF REPORTING PERSON | ||||
OO | |||||
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Page 8 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
HDML Asset LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
636,745 | |||||
8 | SHARED VOTING POWER | ||||
1,747,176* | |||||
9 | SOLE DISPOSITIVE POWER | ||||
636,745 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
1,747,176* | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,383,921* | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
2.24%* | |||||
14 | TYPE OF REPORTING PERSON | ||||
OO | |||||
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Page 9 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
Halcyon Master Fund L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
432,665† | |||||
8 | SHARED VOTING POWER | ||||
0 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
432,665† | |||||
10 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
432,665† | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.41%† | |||||
14 | TYPE OF REPORTING PERSON | ||||
PN | |||||
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Page 10 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
Halcyon Asset LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
432,665*† | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
432,665*† | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
432,665*† | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.41%*† | |||||
14 | TYPE OF REPORTING PERSON | ||||
PN | |||||
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Page 11 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
Avinash Kripalani | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
9,542,030*† | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
9,542,030*† | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
9,542,030*† | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
8.97%*† | |||||
14 | TYPE OF REPORTING PERSON | ||||
IN | |||||
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Page 12 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
Jason Dillow | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
9,542,030*† | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
9,542,030*† | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
9,542,030*† | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
8.97%*† | |||||
14 | TYPE OF REPORTING PERSON | ||||
IN | |||||
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Page 13 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSONS | ||||
Kevah Konner | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
9,542,030*† | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
9,542,030*† | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
9,542,030*† | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
8.97%*† | |||||
14 | TYPE OF REPORTING PERSON | ||||
IN | |||||
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Page 14 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
John Bader | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
9,542,030*† | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
9,542,030*† | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
9,542,030*† | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
8.97%*† | |||||
14 | TYPE OF REPORTING PERSON | ||||
IN | |||||
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Page 15 of 21 – SEC Filing
Schedule 13D | ||
CUSIP No. 65342K105 |
1 | NAMES OF REPORTING PERSON | ||||
Halcyon Capital Management LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☒ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
9,542,030*† | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
9,542,030*† | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
9,542,030*† | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
8.97%*† | |||||
14 | TYPE OF REPORTING PERSON | ||||
PN | |||||
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Page 16 of 21 – SEC Filing
Item 4. | Purpose of Transaction. |
Item 5. | Interests in the Securities of the Issuer. |
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Page 17 of 21 – SEC Filing
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 7. | Material to Be Filed as Exhibits |
10.6* | Lock-Up Agreement Release Letter, dated October 16, 2017 |
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Page 18 of 21 – SEC Filing
Dated: October 17, 2017 | |||
Halcyon Mount Bonnell Fund LP | |||
By: Halcyon Capital Management LP, its Manager | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date | ||
HLTS GP LLC | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date | ||
HCN LP | |||
By: Halcyon Capital Management LP, its Manager | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date | ||
HCN GP LLC | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date |
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Page 19 of 21 – SEC Filing
Halcyon Energy, Power & Infrastructure Capital Holdings LLC | |||
By: Halcyon Capital Management LP, its Manager | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date | ||
First Series of HDML Fund I LLC | |||
By: Halcyon Capital Management LP, its Manager | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date | ||
HDML Asset LLC | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date | ||
Halcyon Master Fund LP | |||
By: Halcyon Asset LLC, its General Partner | |||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
October 17, 2017 | October 17, 2017 | ||
Date | Date |
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Page 20 of 21 – SEC Filing
Halcyon Asset LLC | ||||
/s/ Suzanne McDermott | /s/ John Freese | |||
Name: Suzanne McDermott | Name: John Freese | |||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | |||
October 17, 2017 | October 17, 2017 | |||
Date | Date | |||
/s/ Avinash Kripalani | ||||
Name: | Avinash Kripalani | |||
Title: | ||||
October 17, 2017 | ||||
Date | ||||
/s/ Jason Dillow | ||||
Name: | Jason Dillow | |||
Title: | ||||
October 17, 2017 | ||||
Date | ||||
/s/ Kevah Konner | ||||
Name: | Kevah Konner | |||
Title: | ||||
October 17, 2017 | ||||
Date | ||||
/s/ John Bader | ||||
Name: | John Bader | |||
Title: | ||||
October 17, 2017 | ||||
Date |