13D Filing: Grizzlyrock Institutional Value Partners, LP and Potbelly Corp (PBPB)

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A. Name;
Scott Hergott
B. Residence or business address;
225 West Wacker, Suite 2100
Chicago, IL 60606
C. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;
Co-Chief Investment Officer – Vivaldi Asset Management
D. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case;
NONE
E. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws; and, if so, identify and describe such proceedings and summarize the terms of such judgment, decree or final order;
NONE
F. Citizenship.
United States

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