13D Filing: Grizzlyrock Institutional Value Partners, LP and Potbelly Corp (PBPB)

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Page 10 of 20 – SEC Filing

(c) The Reporting Persons effected the following purchases (and no sales) within the past 60 days:
Name
Trade Date
Number of Shares Purchased
Price Per Share
Where and How Transaction was Effected
GrizzlyRock Fund
8/24/2017
9,119
$11.518253
Open Market Purchase
Vivaldi – Client Accounts
8/24/2017
4,545
$11.518253
Open Market Purchase
Vivaldi – Client Accounts
8/24/2017
18,267
$11.518253
Open Market Purchase
GrizzlyRock Fund
8/25/2017
26,220
$11.644757
Open Market Purchase
Vivaldi – Client Accounts
8/25/2017
1,435
$11.644757
Open Market Purchase
Vivaldi – Client Accounts
8/25/2017
48,164
$11.644757
Open Market Purchase
GrizzlyRock Fund
8/28/2017
10,029
$11.5929
Open Market Purchase
GrizzlyRock Fund
8/28/2017
4,442
$11.6
Open Market Purchase
Vivaldi – Client Accounts
8/28/2017
2,808
$11.6
Open Market Purchase
Vivaldi – Client Accounts
8/28/2017
6,339
$11.5929
Open Market Purchase
Vivaldi – Client Accounts
8/28/2017
20,558
$11.5929
Open Market Purchase
Vivaldi – Client Accounts
8/28/2017
9,105
$11.6
Open Market Purchase
GrizzlyRock Fund
8/29/2017
9,236
$11.6
Open Market Purchase
GrizzlyRock Fund
8/29/2017
13,793
$11.599373
Open Market Purchase
GrizzlyRock Fund
8/29/2017
8,468
$11.5994
Open Market Purchase
Vivaldi – Client Accounts
8/29/2017
4,519
$11.6
Open Market Purchase
Vivaldi – Client Accounts
8/29/2017
4,143
$11.5994
Open Market Purchase
Vivaldi – Client Accounts
8/29/2017
6,749
$11.599373
Open Market Purchase
Vivaldi – Client Accounts
8/29/2017
16,771
$11.5994
Open Market Purchase
Vivaldi – Client Accounts
8/29/2017
18,292
$11.6
Open Market Purchase
Vivaldi – Client Accounts
8/29/2017
27,318
$11.599373
Open Market Purchase
GrizzlyRock Fund
8/30/2017
1,769
$11.6
Open Market Purchase
GrizzlyRock Fund
8/30/2017
698
$11.6
Open Market Purchase
GrizzlyRock Fund
8/30/2017
1,542
$11.598022
Open Market Purchase
Vivaldi – Client Accounts
8/30/2017
617
$11.6
Open Market Purchase
Vivaldi – Client Accounts
8/30/2017
1,362
$11.598022
Open Market Purchase
Vivaldi – Client Accounts
8/30/2017
1,563
$11.6
Open Market Purchase
Vivaldi – Client Accounts
8/30/2017
3,417
$11.598022
Open Market Purchase
Vivaldi – Client Accounts
8/30/2017
3,918
$11.6
Open Market Purchase
Vivaldi – Client Accounts
8/30/2017
1,548
$11.6
Open Market Purchase
GrizzlyRock Fund
9/5/2017
21,339
$11.599515
Open Market Purchase
Vivaldi – Client Accounts
9/5/2017
10,670
$11.599515
Open Market Purchase
Vivaldi – Client Accounts
9/5/2017
2,667
$11.599515
Open Market Purchase
Vivaldi – Client Accounts
9/5/2017
41,535
$11.599515
Open Market Purchase
GrizzlyRock Fund
9/6/2017
15,407
$11.598139
Open Market Purchase
Vivaldi – Client Accounts
9/6/2017
15,288
$11.598139
Open Market Purchase
Vivaldi – Client Accounts
9/6/2017
29,743
$11.598139
Open Market Purchase
GrizzlyRock Fund
9/7/2017
14,023
$11.522653
Open Market Purchase
GrizzlyRock Fund
9/7/2017
11,495
$11.5462
Open Market Purchase
Vivaldi – Client Accounts
9/7/2017
7,411
$11.522653
Open Market Purchase
Vivaldi – Client Accounts
9/7/2017
6,075
$11.5462
Open Market Purchase
Vivaldi – Client Accounts
9/7/2017
89
$11.522653
Open Market Purchase
Vivaldi – Client Accounts
9/7/2017
73
$11.5462
Open Market Purchase
Vivaldi – Client Accounts
9/7/2017
28,477
$11.522653
Open Market Purchase
Vivaldi – Client Accounts
9/7/2017
23,343
$11.5462
Open Market Purchase
GrizzlyRock Fund
9/8/2017
20,181
$11.2
Open Market Purchase
Vivaldi – Client Accounts
9/8/2017
10,666
$11.2
Open Market Purchase
Vivaldi – Client Accounts
9/8/2017
130
$11.2
Open Market Purchase
Vivaldi – Client Accounts
9/8/2017
40,983
$11.2
Open Market Purchase
Vivaldi – Client Accounts
10/3/2017
14,200
$12.425
Open Market Purchase
GrizzlyRock Fund
10/20/2017
64,206
$12.525
Open Market Purchase
Vivaldi – Client Accounts
10/20/2017
9,254
$12.525
Open Market Purchase
Vivaldi – Client Accounts
10/20/2017
434
$12.525
Open Market Purchase
Vivaldi – Client Accounts
10/20/2017
1,106
$12.525
Open Market Purchase

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