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13D Filing: Great Point Partners and Connecture Inc (CNXR)

Published on January 10, 2018 at 10:53 am by Insider Monkey Staff in Hedge Funds

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Page 6 of 22 – SEC Filing

1	Names of Reporting Persons. Dr. Jeffrey R. Jay, M.D.
2	Check the Appropriate Box if a Member of a Group(See Instructions)
	(a)	o
	(b)	o
3	SEC Use Only
4	Source of Funds (See Instructions) PF, AF
5	Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
6	Citizenship or Place of Organization United States

Number of Shares Beneficially Owned by Each Reporting Person With	7	Sole Voting Power 66,752³
	8	Shared Voting Power 4,172,904⁴
	9	Sole Dispositive Power 66,752³
	10	Shared Dispositive Power 4,172,904⁴

11	Aggregate Amount Beneficially Owned by Each Reporting Person 4,239,656⁵
12	Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
13	Percent of Class Represented by Amount in Row (11) 18.97%²
14	Type of Reporting Person (See Instructions) IN

³ Consists of (x) 55,411 shares
of Common Stock of the Issuer held directly by Dr. Jay, and (y) 11,341 shares of Common Stock of the Issuer held by a trust of
which Dr. Jay is a trustee and of which beneficiaries may be considered members of Dr. Jay’s family.

⁴ Consists of (x) 4,127,232
shares of Common Stock of the Issuer held directly by GPP-Connecture, LLC, and (y) 45,672 shares of Common Stock of the Issuer
held by a trust of which Dr. Jay is not the trustee and of which beneficiaries may be considered members of Dr. Jay’s family
(see Item 5 for additional information).

⁵ Consists of (w) 4,127,232
shares of Common Stock of the Issuer held directly by GPP-Connecture, LLC, (x) 45,672 shares of Common Stock of the Issuer held
by a trust of which Dr. Jay is not the trustee and of which beneficiaries may be considered members of Dr. Jay’s family
(see Item 5 for additional information), (y) 55,411 shares of Common Stock of the Issuer held directly by Dr. Jay, and (z) 11,341
shares of Common Stock of the Issuer held by a trust of which Dr. Jay is a trustee and of which beneficiaries may be considered
members of Dr. Jay’s family.

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Page 6 of 22

NASDAQ:CNXR SEC 13D Filing Great Point Partners Connecture Inc (CNXR)