Kadmon Holdings Inc (NYSE:KDMN): Steven Tananbaum’s GoldenTree Asset Management filed an amended 13D.
You can check out GoldenTree Asset Management’s latest holdings and filings here.
Please follow GoldenTree Asset Management (if you aren’t already doing so) to get real-time email alerts whenever we publish an article about GoldenTree Asset Management or update its stock holdings.
Follow Steven Tananbaum's GoldenTree Asset Management
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
GOLDENTREE ASSET MANAGEMENT | 0 | 5,480,172 | 0 | 5,480,172 | 5,480,172 | 7.2% |
GOLDENTREE ASSET MANAGEMENT | 0 | 5,480,172 | 0 | 5,480,172 | 5,480,172 | 7.2% |
STEVEN A. TANANBAUM | 0 | 5,480,172 | 0 | 5,480,172 | 5,480,172 | 7.2% |
Follow Steven Tananbaum's GoldenTree Asset Management
Page 1 of 7 – SEC Filing
Kadmon Holdings, Inc.
Common Stock, par value $0.001 per share
(212) 847-3500
December 1, 2017
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Page 2 of 7 – SEC Filing
CUSIP No. 48283N106 | Page 2 of 7 Pages | ||||||
1 | NAME OF REPORTING PERSON GOLDENTREE ASSET MANAGEMENT LP | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS OO | ||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | |||||
8 | SHARED VOTING POWER 5,480,172 (1) | ||||||
9 | SOLE DISPOSITIVE POWER 0 | ||||||
10 | SHARED DISPOSITIVE POWER 5,480,172 (1) | ||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,480,172 (1) | ||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.2% (1)(2) | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA, PN |
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Page 3 of 7 – SEC Filing
CUSIP No. 48283N106 | Page 3 of 7 Pages | ||||||
1 | NAME OF REPORTING PERSON GOLDENTREE ASSET MANAGEMENT LLC | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS AF | ||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||||||
NUMBER OF SHARES ‘BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | |||||
8 | SHARED VOTING POWER 5,480,172 (1) | ||||||
9 | SOLE DISPOSITIVE POWER 0 | ||||||
10 | SHARED DISPOSITIVE POWER 5,480,172 (1) | ||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,480,172 (1) | ||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.2% (1)(2) | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, OO |
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Page 4 of 7 – SEC Filing
CUSIP No. 48283N106 | Page 4 of 7 Pages | ||||||
1 | NAME OF REPORTING PERSON STEVEN A. TANANBAUM | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS OO | ||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | ||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | |||||
8 | SHARED VOTING POWER 5,480,172 (1) | ||||||
9 | SOLE DISPOSITIVE POWER 0 | ||||||
10 | SHARED DISPOSITIVE POWER 5,480,172 (1) | ||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,480,172 (1) | ||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.2% (1)(2) | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC, IN |
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Page 5 of 7 – SEC Filing
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Page 6 of 7 – SEC Filing
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Page 7 of 7 – SEC Filing
GOLDENTREE ASSET MANAGEMENT LP | ||
By: GoldenTree Asset Management LLC, its general partner | ||
By: | /s/ Steven A. Tananbaum | |
Name: Steven A. Tananbaum | ||
Title: Managing Member | ||
GOLDENTREE ASSET MANAGEMENT LLC | ||
By: | /s/ Steven A. Tananbaum | |
Name: Steven A. Tananbaum | ||
Title: Managing Member | ||
/s/ Steven A. Tananbaum | ||
STEVEN A. TANANBAUM |