13D Filing: Gardner Lewis Asset Management LP and ShoreTel Inc (SHOR)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

 

Under the Securities Exchange Act
of 1934

(Amendment No. 1)*

ShoreTel, Inc.

(Name of Issuer)

Common Stock, $ 0.001 par value

(Title of Class of Securities)

825211105

(CUSIP Number)

Gardner Lewis Asset Management, L.P.

Attn: Len Sorgini, Chief Compliance
Officer

285 Wilmington West Chester Pike,
Chadds Ford, PA 19317

(610)558-2800

Name, Address and Telephone Number of
Person Authorized to

Receive Notices and Communications)

September 22, 2017

(Date of Event which Requires Filing
of this Statement)

If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include
a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies
are to be sent.

* The remainder of this cover page shall be filled out for
a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).

 

CUSIP No. 825211105                                                                                                                                                                 Page 2 of 6

 

1.  Names of Reporting Persons
Gardner Lewis Asset Management, L.P.
2.  Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3.  SEC Use Only
4.  Source of Funds
OO
5.  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
6.  Citizenship or Place of Organization
Pennsylvania
Number of Shares Beneficially Owned by Each Reporting Person With:	7.  Sole Voting Power
	0
	8.  Shared Voting Power
	0
	9.  Sole Dispositive Power
	0
	10.  Shared Dispositive Power
	0
11.  Aggregate Amount Beneficially Owned by Each Reporting Person
0
12.  Check if the Aggregate Amount in Row (11) Excludes Certain Shares
o
13.  Percent of Class Represented by Amount in Row (11)
0
14.  Type of Reporting Person
IA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CUSIP No. 825211105                                                                                                                                                                 Page 3 of 6

 

1.  Names of Reporting Persons
Gardner Lewis Asset Management, Inc.
2.  Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3.  SEC Use Only
4.  Source of Funds
OO
5.  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
6.  Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:	7.  Sole Voting Power
	0
	8.  Shared Voting Power
	0
	9.  Sole Dispositive Power
	0
	10.  Shared Dispositive Power
	0
11.  Aggregate Amount Beneficially Owned by Each Reporting Person
0
12.  Check if the Aggregate Amount in Row (11) Excludes Certain Shares
o
13.  Percent of Class Represented by Amount in Row (11)
0
14.  Type of Reporting Person
CO

 

 

 

 

CUSIP No. 825211105                                                                                                                                                                 Page 4 of 6

This Amendment No. 1 (this “Amendment”)
relates to the Statement of Beneficial Ownership on Schedule 13D filed with respect to the common stock, $0.001 par value (the
“Common Stock”), of ShoreTel, Inc. (the “Issuer”), which was originally filed on September 21, 2017 (this
“Schedule 13D”). Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the
same meanings as set forth in the Schedule 13D.

ITEM 4. PURPOSE OF TRANSACTION

Item 4 of this Schedule 13D
is amended and supplemented by the addition of the following:

Pursuant to the Offer
to Purchase, dated August 17, 2017, from Shelby Acquisition Corporation (the “Offeror”), a Delaware corporation
and a wholly-owned subsidiary of Mitel US Holdings, Inc. (“Parent”), a Delaware corporation and a wholly-owned subsidiary
of Mitel Networks Corporation (“Mitel”), a Canadian corporation, to purchase
all of the outstanding shares of Common Stock (the “Tender Offer”), on September 22, 2017, the Reporting Persons tendered
all of the shares of Common Stock beneficially owned by them as reported on this Schedule 13D and such shares were accepted by
the Offeror on September 22, 2017.

ITEM 5. INTEREST IN SECURITIES OF
THE ISSUER

Item 5 of this Schedule 13D is amended
and supplemented as follows:

(a)
As a result of the Tender Offer, the Reporting Persons no longer have any beneficial ownership
in the Common Stock.

(c)
The disclosure contained in Item 4 of this Amendment is incorporated herein by reference.

(e)       The
Reporting Persons ceased to be beneficial owners of 5% or more of the Issuer’s Common Stock on September 22, 2017.

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS

Exhibit A – Joint Filing Agreement

 

 

 

CUSIP No. 825211105                                                                                                                                                                Page 5 of 6

SIGNATURE

After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Gardner Lewis Asset Management,
L.P.

By: Gardner Lewis Asset Management, Inc., its general
partner

Dated: September 26, 2017                                                 By:
/s/ W. Whitfield Gardner

                                                                                              W.
Whitfield Gardner

                                                                                              Chairman and CEO

Gardner Lewis Asset Management,
Inc.

Dated: September 26, 2017                                                By:
/s/ W. Whitfield Gardner

                                                                                               W.
Whitfield Gardner

                                                                                               Chairman
and CEO

The original statement shall be signed
by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of
a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of
the representative’s authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power
of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title
of each person who signs the statement shall be typed or printed beneath his signature.

CUSIP No. 825211105                                                                                                                                                                 Page 6 of 6

EXHIBIT A

JOINT FILING AGREEMENT

In accordance with
Rule 13d-1(k)(1) under the Securities exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all
other reporting persons on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to
the Common Stock, par value $0.001 per share, of ShoreTel, Inc. and that this Agreement be included as an Exhibit to such joint
filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same
instrument.

IN WITNESS
WHEREOF, the undersigned hereby execute the Agreement this 26^st day of September, 2017.

Gardner Lewis Asset Management,
L.P.

By: Gardner Lewis Asset Management, Inc., its general
partner

Dated: September 26, 2017                                              By:
/s/ W. Whitfield Gardner

                                                                                               W.
Whitfield Gardner

                                                                                               Chairman and CEO

Gardner Lewis Asset Management,
Inc.

Dated: September 26, 2017                                                 By:
/s/ W. Whitfield Gardner

                                                                                               W.
Whitfield Gardner

                                                                                               Chairman and CEO