13D Filing: Fir Tree and Resolute Energy Corp (REN)

Page 3 of 5 – SEC Filing

This Amendment No. 1 (“Amendment No.
1
“) amends and supplements the statement on Schedule 13D filed with the Securities and Exchange Commission on
February 5, 2018 (the “Original Schedule 13D“, together with this Amendment No. 1, the “Schedule
13D
“), with respect to the Common Stock, par value $0.0001 per share (the “Common Stock“) of Resolute
Energy Corporation, a Delaware corporation (the
Issuer“)
. Capitalized terms used herein and not otherwise defined in this Amendment No. 1 have the
meanings set forth in the Schedule 13D. This Amendment No. 1 amends Item 5(a)-(c) as set forth below.

Item 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5(a)-(c) of the Schedule 13D is hereby amended and restated as follows:
(a) See rows (11) and (13) of the cover pages to this Schedule 13D for the aggregate number of shares of Common Stock and percentages of the shares of Common Stock beneficially owned by the Reporting Person, including 3,000 shares of 8⅛% Series B Cumulative Perpetual Convertible Preferred Stock, par value $0.0001 per share (the “8⅛% Series B Cumulative Perpetual Convertible Preferred Stock“), which may be converted at any time based on an current conversion rate of 33.8616 shares of Common Stock per share of 8⅛% Series B Cumulative Perpetual Convertible Preferred Stock.  The percentages used in this Schedule 13D are calculated based upon 22,503,907 shares of Common Stock issued and outstanding as of October 31, 2017, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2017, filed with the Securities Exchange Commission on November 6, 2017 as well as the 101,585 additional shares of Common Stock that are issuable upon conversion of the 8⅛% Series B Cumulative Perpetual Convertible Preferred Stock held by the Reporting Person.
(b) See rows (7) through (10) of the cover pages to this Schedule 13D for the number of shares of Common Stock as to which each Reporting Person has the sole or shared power to vote or direct the vote and sole or shared power to dispose or to direct the disposition.
(c) Information concerning transactions in the shares of Common Stock effected by the Reporting Person since the filing of the Original Schedule 13D is set forth in Schedule A hereto and is incorporated herein by reference. All of the transactions in the shares of Common Stock listed hereto were effected in the open market through various brokerage entities.

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