You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Farallon Capital Partners | 0 | 803,800 | 0 | 803,800 | 803,800 | 1.9% |
Farallon Capital Institutional Partners | 0 | 796,272 | 0 | 796,272 | 796,272 | 1.8% |
Farallon Capital Institutional Partners II | 0 | 135,300 | 0 | 135,300 | 135,300 | 0.3% |
Farallon Capital Institutional Partners III | 0 | 115,100 | 0 | 115,100 | 115,100 | 0.3% |
Farallon Capital Institutional Partners V | 0 | 97,900 | 0 | 97,900 | 97,900 | 0.2% |
Farallon Capital Offshore Investors II | 0 | 1,443,645 | 0 | 1,443,645 | 1,443,645 | 3.3% |
Farallon Capital (AM) Investors | 0 | 59,900 | 0 | 59,900 | 59,900 | 0.1% |
Farallon Capital F5 Master I | 0 | 75,183 | 0 | 75,183 | 75,183 | 0.2% |
Farallon Capital Management | 0 | 51,900 | 0 | 51,900 | 51,900 | 0.1% |
Farallon Partners | 0 | 3,451,917 | 0 | 3,451,917 | 3,451,917 | 8.0% |
Farallon Institutional (GP) V | 0 | 97,900 | 0 | 97,900 | 97,900 | 0.2% |
Farallon F5 (GP) | 0 | 75,183 | 0 | 75,183 | 75,183 | 0.2% |
Philip D. Dreyfuss | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Michael B. Fisch | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Richard B. Fried | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
David T. Kim | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Monica R. Landry | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Michael G. Linn | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Ravi K. Paidipaty | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Rajiv A. Patel | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Thomas G. Roberts, Jr | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
William Seybold | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Andrew J.M. Spokes | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
John R. Warren | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
Mark C. Wehrly | 0 | 3,579,000 | 0 | 3,579,000 | 3,579,000 | 8.3% |
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Page 1 of 45 – SEC Filing
Washington, DC 20549
Radius Health, Inc. |
(Name of Issuer) |
Common Stock, par value $0.0001 per share |
(Title of Class of Securities) |
750469207 |
(Cusip Number) |
Michael B. Fisch Farallon Capital Management, L.L.C. One Maritime Plaza, Suite 2100 San Francisco, California 94111 (415) 421-2132 |
(Name, Address, and Telephone Number of Person Authorized to Receive Notices and Communications) |
May 10, 2017 |
(Date of Event which Requires Filing of this Statement) |
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Page 2 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Partners, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 803,800 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 803,800 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 803,800 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.9% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 3 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 796,272 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 796,272 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 796,272 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 4 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners II, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 135,300 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 135,300 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 135,300 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 5 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners III, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 115,100 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 115,100 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 115,100 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 6 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners V, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 97,900 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 97,900 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 97,900 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 7 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Offshore Investors II, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 1,443,645 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 1,443,645 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,443,645 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 8 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital (AM) Investors, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 59,900 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 59,900 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 59,900 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 9 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital F5 Master I, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 75,183 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 75,183 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 75,183 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 10 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Management, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) WC, OO | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 51,900 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 51,900 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 51,900 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IA, OO |
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Page 11 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Partners, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) AF | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,451,917 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,451,917 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,451,917 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.0% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) OO |
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Page 12 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon Institutional (GP) V, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) AF | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 97,900 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 97,900 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 97,900 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) OO |
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Page 13 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Farallon F5 (GP), L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) AF | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 75,183 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 75,183 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 75,183 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) OO |
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Page 14 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Philip D. Dreyfuss | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 15 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Michael B. Fisch | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 16 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Richard B. Fried | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 17 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS David T. Kim | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 18 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Monica R. Landry | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by her on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 19 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Michael G. Linn | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 20 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Ravi K. Paidipaty | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 21 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Rajiv A. Patel | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 22 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Thomas G. Roberts, Jr. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 23 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS William Seybold | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 24 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Andrew J.M. Spokes | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 25 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS John R. Warren | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 26 of 45 – SEC Filing
CUSIP No. 750469207 |
1 | NAMES OF REPORTING PERSONS Mark C. Wehrly | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,579,000 Shares, which is 8.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS (See Instructions) N/A | ||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER 3,579,000 | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER 3,579,000 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,579,000 | ||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% | ||
14 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 27 of 45 – SEC Filing
Item 2.Identity and Background
(i) | Farallon Capital Partners, L.P., a California limited partnership (“FCP“), with respect to the Shares held by it; |
(ii) | Farallon Capital Institutional Partners, L.P., a California limited partnership (“FCIP“), with respect to the Shares held by it; |
(iii) | Farallon Capital Institutional Partners II, L.P., a California limited partnership (“FCIP II“), with respect to the Shares held by it; |
(iv) | Farallon Capital Institutional Partners III, L.P., a Delaware limited partnership (“FCIP III“), with respect to the Shares held by it; |
(v) | Farallon Capital Institutional Partners V, L.P., a Delaware limited partnership (“FCIP V“), with respect to the Shares held by it; |
(vi) | Farallon Capital Offshore Investors II, L.P., a Cayman Islands exempted limited partnership (“FCOI II“), with respect to the Shares held by it; |
(vii) | Farallon Capital (AM) Investors, L.P., a Delaware limited partnership (“FCAMI“), with respect to the Shares held by it; and |
(viii) | Farallon Capital F5 Master I, L.P., a Cayman Islands exempted limited partnership (“F5MI“), with respect to the Shares held by it. |
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Page 28 of 45 – SEC Filing
(ix) | Farallon Capital Management, L.L.C., a Delaware limited liability company (the “Management Company“), with respect to the Shares held by one or more accounts (the “Managed Accounts“), each as managed by the Management Company. |
(x) | Farallon Partners, L.L.C., a Delaware limited liability company (the “Farallon General Partner“), which is the general partner of each of FCP, FCIP, FCIP II, FCIP III, FCOI II and FCAMI and the sole member of the FCIP V General Partner (as defined below), with respect to the Shares held by each of the Farallon Funds other than F5MI. |
(xi) | Farallon Institutional (GP) V, L.L.C., a Delaware limited liability company (the “FCIP V General Partner“), which is the general partner of FCIP V, with respect to the Shares held by FCIP V. |
(xii) | Farallon F5 (GP), L.L.C., a Delaware limited liability company (the “F5MI General Partner“), which is the general partner of F5MI, with respect to the Shares held by F5MI. |
(xiii) | The following persons, each of whom is a managing member of both the Farallon General Partner and the Management Company, a manager or senior manager, as the case may be, of the FCIP V General Partner and a director and/or officer of the general partner of the sole member of the F5MI General Partner, with respect to the Shares held by the Farallon Funds and the Managed Accounts: Philip D. Dreyfuss (“Dreyfuss“), Michael B. Fisch (“Fisch“), Richard B. Fried (“Fried“), David T. Kim (“Kim“), Monica R. Landry (“Landry“), Michael G. Linn (“Linn“), Ravi K. Paidipaty (“Paidipaty“), Rajiv A. Patel (“Patel“), Thomas G. Roberts, Jr. (“Roberts“), William Seybold (“Seybold“), Andrew J.M. Spokes (“Spokes“), John R. Warren (“Warren“) and Mark C. Wehrly (“Wehrly“). |
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Page 29 of 45 – SEC Filing
Entity | Shares Acquired | Approximate Net Investment Cost |
FCP | 803,800 | $32,434,389 |
FCIP | 796,272 | $32,840,369 |
FCIP II | 135,300 | $5,703,559 |
FCIP III | 115,100 | $5,023,973 |
FCIP V | 97,900 | $4,086,547 |
FCOI II | 1,443,645 | $58,103,653 |
FCAMI | 59,900 | $2,464,594 |
F5MI | 75,183 | $3,471,959 |
Managed Accounts | 51,900 | $2,247,805 |
3,579,000 | $146,376,848 |
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Page 30 of 45 – SEC Filing
(a),(b) | The information set forth in Rows 7 through 13 of the cover page hereto for each Farallon Fund is incorporated herein by reference for each such Farallon Fund. The percentage amount set forth in Row 13 for all cover pages filed herewith is calculated based upon the 43,377,381 Shares outstanding as of April 27, 2017, as reported by the Company in its Quarterly Report on Form 10-Q for the period ended March 31, 2017. |
(c) | The dates, number of Shares involved and the price per Share (including commissions) for all transactions in the Shares by the Farallon Funds in the past 60 days are set forth on Schedules A-H hereto and are incorporated herein by reference. All of such transactions were open-market transactions. |
(d) | The Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, certain of the Shares held by the Farallon Funds as reported herein. Each of the Farallon Individual Reporting Persons is a managing member of the Farallon General Partner. The FCIP V General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of the Shares held by FCIP V as reported herein. Each of the Farallon Individual Reporting Persons is a manager or senior manager, as the case may be, of the FCIP V General Partner. The F5MI General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of the Shares held by F5MI as reported herein. Each of the Farallon Individual Reporting Persons is a director and/or officer of the general partner of the sole member of the F5MI General Partner. |
(e) | Not applicable. |
(a),(b) | The information set forth in Rows 7 through 13 of the cover page hereto for the Management Company is incorporated herein by reference. |
(c) | The dates, number of Shares involved and the price per Share (including commissions) for all transactions in the Shares by the Management Company on behalf of the Managed Accounts in the past 60 days are set forth on Schedule I hereto and are incorporated herein by reference. All of such transactions were open-market transactions. |
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Page 31 of 45 – SEC Filing
(d) | The Management Company has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all of the Shares held by the Managed Accounts as reported herein. Each of the Farallon Individual Reporting Persons is a managing member of the Management Company. |
(e) | Not applicable. |
(a),(b) | The information set forth in Rows 7 through 13 of the cover page hereto for the Farallon General Partner is incorporated herein by reference. |
(c) | None. |
(d) | The Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of certain of the Shares held by the Farallon Funds as reported herein. Each of the Farallon Individual Reporting Persons is a managing member of the Farallon General Partner. |
(e) | Not applicable. |
(a),(b) | The information set forth in Rows 7 through 13 of the cover page hereto for the FCIP V General Partner is incorporated herein by reference. |
(c) | None. |
(d) | The FCIP V General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, the Shares held by FCIP V as reported herein. Each of the Farallon Individual Reporting Persons is a manager or senior manager, as the case may be, of the FCIP V General Partner. |
(e) | Not applicable. |
(a),(b) | The information set forth in Rows 7 through 13 of the cover page hereto for the F5MI General Partner is incorporated herein by reference. |
(c) | None. |
(d) | The F5MI General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, the Shares held |
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Page 32 of 45 – SEC Filing
(e) | Not applicable. |
(a),(b) | The information set forth in Rows 7 through 13 of the cover page hereto for each Farallon Individual Reporting Person is incorporated herein by reference for each such Farallon Individual Reporting Person. |
(c) | None. |
(d) | The Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, certain of the Shares held by the Farallon Funds as reported herein. The Management Company has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all of the Shares held by the Managed Accounts as reported herein. The FCIP V General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, the Shares held by FCIP V as reported herein. The F5MI General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, the Shares held by F5MI as reported herein. Each of the Farallon Individual Reporting Persons is a managing member of both the Farallon General Partner and the Management Company, a manager or senior manager, as the case may be, of the FCIP V General Partner and a director and/or officer of the general partner of the sole member of the F5MI General Partner. |
(e) | Not applicable. |
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Page 33 of 45 – SEC Filing
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Page 34 of 45 – SEC Filing
1. | The Management Company |
(a) | Farallon Capital Management, L.L.C. |
(b) | One Maritime Plaza, Suite 2100 |
(c) | Serves as investment adviser to various managed accounts |
(d) | Delaware limited liability company |
(e) | Managing Members: Andrew J.M. Spokes, Senior Managing Member; Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, David A. Posner, Thomas G. Roberts, Jr., William Seybold, Gregory S. Swart, John R. Warren and Mark C. Wehrly, Managing Members. |
2. | The Farallon General Partner |
(a) | Farallon Partners, L.L.C. |
(b) | c/o Farallon Capital Management, L.L.C. |
(c) | Serves as general partner of investment partnerships and as the sole member of investment partnership general partners |
(d) | Delaware limited liability company |
(e) | Managing Members: Andrew J.M. Spokes, Senior Managing Member; Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, David A. Posner, Thomas G. Roberts, Jr., William Seybold, Gregory S. Swart, John R. Warren and Mark C. Wehrly, Managing Members. |
(a) | Farallon Institutional (GP) V, L.L.C. |
(b) | c/o Farallon Capital Management, L.L.C. |
(c) | Serves as general partner of investment partnerships |
(d) | Delaware limited liability company |
(e) | Managers: Andrew J.M. Spokes, Senior Manager; Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, David A. Posner, Thomas G. Roberts, Jr., William Seybold, Gregory S. Swart, John R. Warren and Mark C. Wehrly, Managers |
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Page 35 of 45 – SEC Filing
4. | The F5MI General Partner |
(a) | Farallon F5 (GP), L.L.C. |
(b) | c/o Farallon Capital Management, L.L.C. |
(c) | Serves as general partner of investment partnerships |
(d) | Delaware limited liability company |
(e) | Directors and/or officers of the general partner of the sole member: Andrew J.M. Spokes, Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, David A. Posner, Thomas G. Roberts, Jr., William Seybold, Gregory S. Swart, John R. Warren and Mark C. Wehrly |
5. | Managing Members of the Management Company and the Farallon General Partner |
(a) | Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, David A. Posner, Thomas G. Roberts, Jr., William Seybold, Gregory S. Swart, John R. Warren and Mark C. Wehrly, Managing Members. |
(b) | c/o Farallon Capital Management, L.L.C. |
(c) | The principal occupation of Andrew J.M. Spokes is serving as Senior Managing Member of both the Management Company and the Farallon General Partner. The principal occupation of each other Managing Member of the Management Company and the Farallon General Partner is serving as a Managing Member of both the Management Company and the Farallon General Partner. |
(d) | Each of the Managing Members of the Management Company and the Farallon General Partner, other than Andrew J.M. Spokes and Gregory S. Swart, is a citizen of the United States. Andrew J.M. Spokes is a citizen of the United Kingdom. Gregory S. Swart is a citizen of New Zealand. |
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Page 36 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 31,900 (P) | 41.42 |
4/28/2017 | 63,700 (P) | 41.03 |
5/5/2017 | 5,300 (P) | 35.18 |
5/9/2017 | 600 (P) | 35.26 |
5/10/2017 | 8,700 (P) | 35.21 |
5/11/2017 | 5,500 (P) | 34.70 |
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Page 37 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 23,800 (P) | 41.42 |
4/28/2017 | 47,500 (P) | 41.03 |
5/5/2017 | 4,800 (P) | 35.18 |
5/9/2017 | 500 (P) | 35.26 |
5/10/2017 | 7,600 (P) | 35.21 |
5/11/2017 | 4,772 (P) | 34.70 |
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Page 38 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 3,700 (P) | 41.42 |
4/28/2017 | 7,500 (P) | 41.03 |
5/5/2017 | 800 (P) | 35.18 |
5/9/2017 | 100 (P) | 35.26 |
5/10/2017 | 1,300 (P) | 35.21 |
5/11/2017 | 800 (P) | 34.70 |
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Page 39 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 3,100 (P) | 41.42 |
4/28/2017 | 6,300 (P) | 41.03 |
5/5/2017 | 700 (P) | 35.18 |
5/9/2017 | 100 (P) | 35.26 |
5/10/2017 | 1,100 (P) | 35.21 |
5/11/2017 | 600 (P) | 34.70 |
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Page 40 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 4,100 (P) | 41.42 |
4/28/2017 | 8,100 (P) | 41.03 |
5/5/2017 | 900 (P) | 35.18 |
5/9/2017 | 100 (P) | 35.26 |
5/10/2017 | 1,400 (P) | 35.21 |
5/11/2017 | 800 (P) | 34.70 |
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Page 41 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 51,500 (P) | 41.42 |
4/28/2017 | 103,200 (P) | 41.03 |
5/5/2017 | 9,200 (P) | 35.18 |
5/9/2017 | 978 (P) | 35.26 |
5/10/2017 | 15,350 (P) | 35.21 |
5/11/2017 | 9,500 (P) | 34.70 |
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Page 42 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 2,200 (P) | 41.42 |
4/28/2017 | 4,400 (P) | 41.03 |
5/5/2017 | 500 (P) | 35.18 |
5/9/2017 | 100 (P) | 35.26 |
5/10/2017 | 700 (P) | 35.21 |
5/11/2017 | 500 (P) | 34.70 |
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Page 43 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 2,800 (P) | 41.42 |
4/28/2017 | 5,600 (P) | 41.03 |
5/5/2017 | 600 (P) | 35.18 |
5/9/2017 | 100 (P) | 35.26 |
5/10/2017 | 900 (P) | 35.21 |
5/11/2017 | 600 (P) | 34.70 |
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Page 44 of 45 – SEC Filing
TRADE DATE | NO. OF SHARES PURCHASED (P) OR SOLD (S) | PRICE PER SHARE ($) |
4/28/2017 | 1,900 (P) | 41.42 |
4/28/2017 | 3,700 (P) | 41.03 |
5/5/2017 | 400 (P) | 35.18 |
5/10/2017 | 700 (P) | 35.21 |
5/11/2017 | 400 (P) | 34.70 |