13D Filing: Fairbairn Malcolm and Energous Corp (WATT)

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Energous Corp (NASDAQ:WATT): Fairbairn Malcolm’s Ascend Capital filed an amended 13D.

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Malcolm P. Fairbairn 0 2,200,251 0 2,200,251 2,200,251 9.9%
Emily Fairbairn 0 677,684 0 677,684 677,684 3.0%
Valley High Limited Partnership 0 315,462 0 315,462 315,462 1.4%
Valley High Capital 0 315,462 0 315,462 315,462 1.4%
Grant Fairbairn Irrevocable Trust September 30 0 133,333 0 133,333 133,333 0.6%
Nina Fairbairn Irrevocable Trust September 30 0 133,333 0 133,333 133,333 0.6%
Ascend Legend Master Fund, Ltd 0 1,618,123 0 1,618,123 1,618,123 7.3%
Ascend Legend Fund, Ltd 0 0 0 0 0 0%
Ascend Partners Fund I, Ltd 0 0 0 0 0 0%
Ascend Capital 0 1,618,123 0 1,618,123 1,618,123 7.3%
Ascend Capital Limited Partnership 0 1,618,123 0 1,618,123 1,618,123 7.3%

Page 1 of 16 – SEC Filing

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Energous Corporation

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

29272C103

(CUSIP Number)

 

Malcolm Fairbairn

c/o Ascend Capital, LLC

4 Orinda Way Suite 200-C

Orinda, CA 94563

(415) 217-8300

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

December 1, 2017

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240. 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


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