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13D Filing: Etude Capital, LLC. and OHA Investment Corp (OHAI)

Published on October 19, 2017 at 12:18 pm by Insider Monkey Staff in Hedge Funds

Page 17 of 20

Page 17 of 20 – SEC Filing

K.

Mr. Radoff

(a)

As of the close of business on October 17, 2017, Mr. Radoff directly owned 566,800 Shares. Mr.
Radoff, as the sole shareholder and sole director of each of BLRGP and FMLP and a director of Radoff Foundation, may be deemed
the beneficial owner of the (i) 600,000 Shares owned by BLR Partners and (ii) 450,000 Shares owned by Radoff Foundation.

Percentage: Approximately
8.0%

(b)

1. Sole power to vote or direct vote: 1,616,800
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 1,616,800
4. Shared power to dispose or direct the disposition: 0

(c)

The transactions in the Shares by Mr. Radoff since the filing of the Schedule 13D are set forth
in Schedule B and are incorporated herein by reference

The Reporting Persons,
as members of a “group” for the purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, may
be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each Reporting Person disclaims beneficial
ownership of such Shares except to the extent of his or its pecuniary interest therein.

17

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Page 17 of 20

NASDAQ:OHAI SEC 13D Filing Etude Capital, Llc.OHA Investment Corp (OHAI)