13D Filing: Etude Capital, LLC. and OHA Investment Corp (OHAI)

B.

CapLab

(a)

As of the close of business on October 17, 2017, CapLab beneficially owned 202,000 Shares.

Percentage: Approximately
1.0%

(b)

1. Sole power to vote or direct vote: 202,000 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 202,000 4. Shared power to dispose or direct the disposition: 0

(c)

CapLab has not entered into any transactions in the Shares since the filing of the Schedule 13D.

C.

CapGP

(a)

CapGP, as the general partner of CapLab, may be deemed the beneficial owner of the 202,000 Shares owned by CapLab.

Percentage: Approximately
1.0%

(b)

1. Sole power to vote or direct vote: 202,000 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 202,000 4. Shared power to dispose or direct the disposition: 0

(c)

CapGP has not entered into any transactions in the Shares since the filing of the Schedule 13D.

D.

Mr. Stein

(a)

Mr. Stein, as the President of Etude and the President and sole director of CapGP, may be deemed the beneficial owner of the (i) 53,000 Shares owned by Etude and (ii) 202,000 Shares owned by CapLab.

Percentage: Approximately
1.3%

(b)

1. Sole power to vote or direct vote: 255,000 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 255,000 4. Shared power to dispose or direct the disposition: 0

(c)

Mr. Stein has not entered into any transactions in the Shares since the filing of the Schedule 13D.