13D Filing: ESW Capital, LLC and Upland Software Inc. (UPLD)

reported in the Issuers Quarterly Report on Form 10-Q for the period ended March 31, 2017, filed with the Securities and Exchange Commission on May 12, 2017. Wave has sole
voting, investment and dispositive power with respect to the Wave Shares.

(c) On June 23, 2017, Wave sold 561,712 shares at the price per share of
$22.6845 per share (inclusive of brokerage commissions). Except for such transaction, no Reporting Person has effected any transaction in the Shares in the 60 days prior to the filing of this Amendment No. 8.

(d) Except as set forth in this Schedule 13D, to the knowledge of the Reporting Persons, no person had the right to receive or the power to direct the receipt
of dividends from, or the proceeds from the sale of, securities covered by this Schedule 13D.

(e) Not applicable.

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.