13D Filing: Engaged Capital and Hain Celestial Group Inc (HAIN)

NAME OF
REPORTING PERSON

Engaged Capital, LLC

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☒        (b)  ☐

SEC USE ONLY

SOURCE OF FUNDS

OO

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)
OR 2(e)

☐

CITIZENSHIP OR PLACE OF
ORGANIZATION

DELAWARE

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

10,353,699

SHARED VOTING POWER

– 0 –

SOLE DISPOSITIVE POWER

10,353,699

SHARED DISPOSITIVE POWER

– 0 –

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

10,353,699

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES

☐

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

9.9%

TYPE OF REPORTING PERSON

OO