13D Filing: Elliott Associates, L.P. Increases Activist Stake in Alcoa Inc. (AA)

Page 8 of 9 SEC Filing

SCHEDULE 1
Transactions of the Reporting Persons Effected During the Past 60 Days
The following transactions were effected by Elliott Associates, L.P. in the Common Stock:
Date
Security
Amount of Shs.
Bought / (Sold)
Approx. price ($) per Share
01/05/16
Common Stock
51,000
9.4956
01/05/16
Common Stock
102,000
9.2774
01/04/16
Common Stock
102,000
9.6000
01/04/16
Common Stock
68,000
9.5623
12/31/15
Common Stock
12,172
9.8391
12/10/15
Common Stock
850,000
8.7136
12/10/15
Common Stock
3,922,750
8.7136
12/10/15
Common Stock
1,882,750
8.7136
12/10/15
Common Stock
3,922,750
8.7136
12/07/15
Common Stock
6,681,300
–*
All of the above transactions were effected on the open market unless indicated otherwise.
Transactions Effected by Elliott Associates, L.P. in Physically Settled Swaps:
Date
Amount Of Securities Bought / (Sold)
Price ($) Per Share or Unit (Excluding Commissions)
Where and How the Transaction was Effected
12/10/15
(2,720,000)
8.7136
OTC
The following transactions were effected by Elliott Associates, L.P. (through Liverpool) in the Common Stock:
Date
Security
Amount of Shs.
Bought / (Sold)
Approx. price ($) per Share
01/21/16
Common Stock
34,000
7.1578
01/21/16
Common Stock
680,000
7.0384
01/21/16
Common Stock
136,000
7.0900
01/21/16
Common Stock
510,000
7.0655
01/21/16
Common Stock
340,000
7.0531
01/20/16
Common Stock
187,000
6.7053
01/06/16
Common Stock
68,000
8.8053
01/06/16
Common Stock
272,000
8.7335
12/10/15
Common Stock
1,882,750
8.7136
All of the above transactions were effected on the open market.

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