Billionaire Paul Singer‘s Elliott Management has just filed a Form 13D with the SEC, updating the regulatory body on the latest pertinent information related to its activist position in Alcoa Inc. (NYSE:AA). An activist filing often reveals a change in the size of the investment firm’s ownership position in the stock (as in this case), or it could detail the latest on various agreements or discussions between the firm and the company. You can see the latest ownership position in the table below, while the filing is embedded below and on the following pages. We’ll take a more detailed look at this filing later in the day, along with some of the other noteworthy filings of the day.
You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Elliott Associates, L.P. | 28,083,960 | 0 | 28,083,960 | 0 | 28,083,960 | 2.1% |
| Elliott International, L.P. | 0 | 54,516,040 | 0 | 54,516,040 | 54,516,040 | 4.2% |
| Elliott International Capital Advisors Inc. | 0 | 54,516,040 | 0 | 54,516,040 | 54,516,040 | 4.2% |
Page 1 of 9 SEC Filing
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(RULE 13D – 101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a)
(Amendment No. 1)*
Alcoa Inc.
(Name of Issuer)
Common Stock, $1.00 par value
(Title of Class of Securities)
013817101
(CUSIP Number)
Christopher P. Davis, Esq.
Kleinberg, Kaplan, Wolff & Cohen, P.C.
551 Fifth Avenue, New York, New York 10176
(212) 986-6000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
January 21, 2016
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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