13D Filing: Elliott Associates, L.P. and Imperva Inc (IMPV)

Page 6 of 8 – SEC Filing

Item 5(c) is hereby amended and restated to read as follows:
(c) The transactions effected by the Reporting Persons since the filing of the initial Schedule 13D are set forth on Schedule 1 attached hereto.
Item 6.
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
The first three paragraphs of Item 6 are hereby amended and restated to read as follows:
Elliott, through The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of Elliott (“Liverpool”), and Elliott International have entered into notional principal amount derivative agreements (the “Derivative Agreements”) in the form of cash settled swaps with respect to 307,335 and 653,086 shares of Common Stock of the Issuer, respectively (representing economic exposure comparable to approximately less than 1% and 1.9% of the shares of Common Stock of the Issuer, respectively). Collectively, the Derivative Agreements held by the Reporting Persons represent economic exposure comparable to an interest in approximately 2.8% of the shares of Common Stock. The Derivative Agreements provide Elliott and Elliott International with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the “Subject Shares”). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.
Elliott is beneficially short (i) 1,376 call options with a strike price of $45.00, which expire on September 15, 2017 and (ii) 320 call options with a strike price of $45.00, which expire on October 20, 2017.
Elliott International is beneficially short (i) 2,924 call options with a strike price of $45.00, which expire on September 15, 2017 and (ii) 680 call options with a strike price of $45.00, which expire on October 20, 2017.

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