13D Filing: EJF Capital and PHH Corp (PHH)

Page 7 of 8 – SEC Filing

SCHEDULE I
Shares of Common Stock beneficially owned by the Reporting Persons acquired or sold during the past sixty (60) days.  The transactions described below were effected in the open market through brokers by the Debt Fund, with the exception of 2,114,900 shares of Common Stock that were tendered, subject to settlement, by the Debt Fund to the Issuer in the Tender Offer on September 11, 2017.  The Issuer announced on September 11, 2017 that it expects to purchase 18,785,719 shares of Common Stock in the Tender Offer.  The Reporting Persons believe that the 2,114,900 shares of Common Stock that the Debt Fund tendered are included in the shares of Common Stock expected to be purchased by the Issuer pursuant to the Tender Offer.  As reflected in Item 5, and by virtue of the relationships described therein, the Debt Fund, EJF Debt Opportunities GP, LLC, EJF Capital LLC and Emanuel J. Friedman may each be deemed to share beneficial ownership of the shares reflected in the transactions listed below.
Trade Date
Shares Purchased/(Sold)
Price Per Share (1)
Total Price (1)
09/11/17
(100,097)
14.25
$(1,426,382.25)
09/11/17
(2,014,803)
14.25
$(28,710,942.75)
09/08/17
(55,000)
14.2389
$(783,139.50)
09/08/17
(2,400,000)
13.96
$(33,504,000.00)
08/23/17
(13,004)
14.2234
$(184,961.09)
08/18/17
(25,000)
14.2
$(355,000.00)
08/17/17
(5,607)
14.2002
$(79,620.52)
08/17/17
(25,000)
14.2
$(355,000.00)
08/16/17
(300)
14.2533
$(4,275.99)
08/15/17
(27,966)
14.204
$(397,229.06)
08/14/17
(28,892)
14.1937
$(410,084.38)
08/14/17
(21,108)
14.1821
$(299,355.77)
08/14/17
(150,000)
14.21
$(2,131,500.00)
08/11/17
2,200
13.8
$30,360.00
08/11/17
(7,100)
14.0692
$(99,891.32)
08/11/17
(1,900)
14.0503
$(26,695.57)
08/11/17
(19,900)
14.05
$(279,595.00)
08/11/17
(24,804)
14.1029
$(349,808.33)
08/10/17
200
13.9
$2,780.00
08/09/17
(10,012)
14.2099
$(142,269.52)
08/09/17
(37,900)
14.22
$(538,938.00)
08/09/17
(32,551)
14.2596
$(464,164.24)
08/08/17
22,500
13.9
$312,750.00
08/08/17
25,000
13.8923
$347,307.50
08/07/17
23,337
13.7958
$321,952.58
08/03/17
42,807
13.7994
$590,710.92
08/02/17
30,411
13.7944
$419,501.50
08/01/17
4,719
13.7989
$65,117.01
07/31/17
16,300
13.7692
$224,437.96
07/24/17
700
13.8
$9,660.00
(1)  Not including any brokerage commissions or service charge.

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