13D Filing: Delta Partners and Good Times Restaurants Inc. (GTIM)

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Page 6 of 28 – SEC Filing

 

CUSIP
No. 382140879
 
  1 Name
of Reporting Person:
Delta Advisors, LLC
 
  2 Check
the Appropriate Box if a Member of a Group (See Instructions)
    (a)  ☒
    (b)  ☐
 
  3 SEC
Use Only
 
  4 Source
of Funds (See Instructions):
 AF
 
  5 Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or (2) ☐
 
  6 Citizenship
or Place of Organization
 Delaware
 
Number
of Shares
Beneficially Owned by Each Reporting
Person With
7 Sole
Voting Power
 0
   
  8

Shared
Voting Power

 

1,369,640*

   
  9 Sole
Dispositive Power
0
   
  10 Shared
Dispositive Power
1,369,640*
 
  11 Aggregate
Amount Beneficially Owned by Each Reporting Person
1,369,640*
 
  12 Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
 
  13 Percent
of Class Represented by Amount in Row (11)
11.0%**
 
  14 Type
of Reporting Person (See Instructions)
OO
           
* Represents
shares directly held by Prism Partners, L.P. and Delta Growth Master Fund L.P. Delta
Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Growth Master
Fund L.P.

 

** Based
on 12,468,326 shares of Common Stock outstanding as of February 9, 2018, as reported
in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended December
26, 2017, filed with the Securities and Exchange Commission on February 9, 2018.

 

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