13D Filing: Delta Partners and Good Times Restaurants Inc. (GTIM)

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Page 11 of 28 – SEC Filing

 

CUSIP
No. 382140879
 
  1 Name
of Reporting Person:

Robert J. Stetson
 
  2 Check
the Appropriate Box if a Member of a Group (See Instructions)
    (a)  ☒
    (b)  ☐
 
  3 SEC
Use Only
 
  4 Source
of Funds (See Instructions):

 AF, PF
 
  5 Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or (2) ☐
 
  6 Citizenship
or Place of Organization

 United States of America
 
Number
of Shares

Beneficially Owned
by Each Reporting

Person With
7

Sole
Voting Power

 

 

113,475* 

   
  8

Shared
Voting Power

512,817

   
  9 Sole
Dispositive Power

113,475*
   
  10 Shared
Dispositive Power

512,817
 
  11 Aggregate
Amount Beneficially Owned by Each Reporting Person

626,292*
 
  12 Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
 
  13 Percent
of Class Represented by Amount in Row (11)

5.0%**
 
  14 Type
of Reporting Person (See Instructions)

IN
           
* The
aggregate amount includes 103,894 shares owned directly and vested options to acquire 9,581 shares of Common Stock.
** Based
on 12,468,326 shares of Common Stock outstanding as of February 9, 2018, as reported
in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended December
26, 2017, filed with the Securities and Exchange Commission February 9, 2018.

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Page 11 of 28