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Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Cyrus Capital Partners | 0 | 24,697,106 | 0 | 24,697,106 | 24,697,106 | 17.6% |
Crescent 1 | 0 | 174,041 | 0 | 174,041 | 174,041 | 0.1% |
CRS Master Fund | 0 | 151,458 | 0 | 151,458 | 151,458 | 0.1% |
Cyrus Opportunities Master Fund II, Ltd | 0 | 473,355 | 0 | 473,355 | 473,355 | 0.4% |
Cyrus Select Opportunities Master Fund, Ltd | 0 | 76,427 | 0 | 76,427 | 76,427 | 0.1% |
Cyrus Capital Partners GP | 0 | 24,697,106 | 0 | 24,697,106 | 24,697,106 | 17.6% |
Cyrus Capital Advisors | 0 | 325,499 | 0 | 325,499 | 325,499 | 0.2% |
FBC Holdings S. r.l | 0 | 23,821,825 | 0 | 23,821,825 | 23,821,825 | 17.0% |
Stephen C. Freidheim | 0 | 24,697,106 | 0 | 24,697,106 | 24,697,106 | 17.6% |
Follow Stephen C. Freidheim's Cyrus Capital Partners
Page 1 of 16 – SEC Filing
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 9)1
SPHERE 3D CORP.
(Name of Issuer)
COMMON STOCK, NO PAR VALUE PER SHARE
(Title of Class of Securities)
84841L100
(CUSIP number)
Jennifer M. Pulick
General Counsel
Cyrus Capital Partners, L.P.
65 East 55th Street, 35th Floor
New York, New York 10022
(212) 380-5821
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
June 30, 2017
(Date of Event Which Requires Filing of this
Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f)
or 13d-1(g), check the following box ¨.
(Continued on the following pages)
(Page 1 of 16 pages)
1
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.