13D Filing: Cyrus Capital Partners and Sphere 3D Corp (ANY)

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Page 10 of 16 – SEC Filing

1. NAMES OF REPORTING PERSONS
Stephen C. Freidheim
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨   (b) x
3. SEC USE ONLY
4. SOURCE OF FUNDS
AF
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7. SOLE VOTING POWER
0
8. SHARED VOTING POWER
1,397,8631
9. SOLE DISPOSITIVE POWER
0
10. SHARED DISPOSITIVE POWER
1,397,863 1
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,397,863 1
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
18.7% 1
14. TYPE OF REPORTING PERSON
IN
1 Includes (i) 326,667 Common Shares issuable upon conversion of US$24,500,000 in principal amount
of the New Debentures at a Conversion Price of US$75.00 per share, (ii) 12,000 Common Shares issuable upon exercise of the
2015 Warrants, (iii) 20,000 Common Shares issuable upon exercise of the December 2015 Warrants and (iv) 20,000 Common
Shares issuable upon exercise of the February 2016 Warrants.

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