Page 3 of 7 – SEC Filing
CUSIP No. 34552U104 | Page 3 |
1 | NAME OF REPORTING PERSON Donald R. Holcomb | ||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||||||||
3 | SEC USE ONLY | ||||||||
4 | SOURCE OF FUNDS OO (See Item 3) | ||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ☐ | ||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||||||||
Number of shares beneficially owned by each reporting person with | 7 | SOLE VOTING POWER 20,548,355 (1) | |||||||
8 | SHARED VOTING POWER 0 | ||||||||
9 | SOLE DISPOSITIVE POWER 20,548,355 (1) | ||||||||
10 | SHARED DISPOSITIVE POWER 0 | ||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,548,355 (1) | ||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐ | ||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 27.1% (2) | ||||||||
14 | TYPE OF REPORTING PERSON IN |
(1) | Includes 20,323,188 Common Units and currently exercisable warrants to purchase 225,167 Common Units. The number of Common Units issuable upon the exercise of the warrants is subject to adjustment as set forth in the Warrant Agreement, dated August 30, 2016, between the Issuer and American Stock Transfer and Trust Company, LLC, and the form of warrant therein (which Warrant Agreement was included as Exhibit 4.3 to the Issuer’s Current Report on Form 8-K filed on September 6, 2016 and is incorporated herein by reference). |
(2) | Calculated based on (1) 66,104,908 Common Units outstanding as of February 24, 2017, as reported in the Issuer’s Annual Report on Form 10-K for the year ended December 31, 2016 and (2) 9,628,108 Common Units issued to Murray Energy Corporation and one of its affiliates on March 27, 2017, as reported in the Issuer’s Current Report on Form 8-K filed on March 29, 2017. |