You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
City of London Investment Group PLC, (CLIG) a company incorporated under the laws of England and Wales | 0 | 3,390,540 | 0 | 3,390,540 | 3,390,540 | 38.5% |
City of London Investment Management Company Limited (CLIM), a company incorporated under the laws of England and Wales | 0 | 3,390,540 | 0 | 3,390,540 | 3,390,540 | 38.5% |
Page 1 of 5 – SEC Filing
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
(Date of Event Which Requires Filing of This Statement)
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Page 2 of 5 – SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS | |||||
City of London Investment Group PLC, (CLIG) a company incorporated under the laws of England and Wales. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS* | ||||
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
England and Wales | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
3,390,540 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
3,390,540 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,390,540 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
38.5% | |||||
14 | TYPE OF REPORTING PERSON* | ||||
HC | |||||
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Page 3 of 5 – SEC Filing
1 | NAMES OF REPORTING PERSONS | ||||
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS | |||||
City of London Investment Management Company Limited (CLIM), a company incorporated under the laws of England and Wales. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS* | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
England and Wales | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
3,390,540 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
3,390,540 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,390,540 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
38.5% | |||||
14 | TYPE OF REPORTING PERSON* | ||||
IA | |||||
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Page 4 of 5 – SEC Filing
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Page 5 of 5 – SEC Filing
CITY OF LONDON INVESTMENT GROUP PLC