You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Double Black Diamond Offshore Ltd | 0 | 753,917 | 0 | 753,917 | 753,917 | EXCLUDES% |
| Black Diamond Relative Value Offshore Ltd | 0 | 303,999 | 0 | 303,999 | 303,999 | EXCLUDES% |
| Black Diamond Relative Value Cayman | 0 | 57,267 | 0 | 57,267 | 57,267 | EXCLUDES% |
| Black Diamond Offshore Ltd | 0 | 66,852 | 0 | 66,852 | 66,852 | EXCLUDES% |
| Black Diamond Arbitrage Offshore Ltd | 0 | 0 | 0 | 0 | 0 | EXCLUDES% |
| Carlson Capital | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
| Asgard Investment Corp. II | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
| Asgard Investment Corp | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
| Clint D. Carlson | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
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Page 1 of 16 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Vitamin
Shoppe, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
92849E101
(CUSIP Number)
Carlson Capital, L.P.
Attn: Joseph Brucchieri
2100 McKinney Avenue
Suite 1800
Dallas, TX
75201
(214) 932-9600
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 9, 2017
(Date of Event Which Requires Filing of This Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13D-1(e), Rule
13d-1(f) or Rule 13d-1(g), check the following box. ☐
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Double Black Diamond Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 753,917 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 753,917 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 753,917 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 3.17% | |||||
| 14 | TYPE OF REPORTING PERSON CO | |||||
2
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SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Black Diamond Relative Value Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 303,999 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 303,999 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 303,999 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 1.28% | |||||
| 14 | TYPE OF REPORTING PERSON CO | |||||
3
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Page 4 of 16 – SEC Filing
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Black Diamond Relative Value Cayman, L.P. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 57,267 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 57,267 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 57,267 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.24% | |||||
| 14 | TYPE OF REPORTING PERSON PN | |||||
4
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Page 5 of 16 – SEC Filing
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Black Diamond Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 66,852 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 66,852 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 66,852 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.28% | |||||
| 14 | TYPE OF REPORTING PERSON CO | |||||
5
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Page 6 of 16 – SEC Filing
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Black Diamond Arbitrage Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 0 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 0 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 0.00% | |||||
| 14 | TYPE OF REPORTING PERSON CO | |||||
6
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Page 7 of 16 – SEC Filing
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Carlson Capital, L.P. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 4.97% | |||||
| 14 | TYPE OF REPORTING PERSON PN; IA | |||||
7
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Page 8 of 16 – SEC Filing
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Asgard Investment Corp. II | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 4.97% | |||||
| 14 | TYPE OF REPORTING PERSON CO | |||||
8
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Page 9 of 16 – SEC Filing
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Asgard Investment Corp. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 4.97% | |||||
| 14 | TYPE OF REPORTING PERSON CO | |||||
9
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Page 10 of 16 – SEC Filing
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF Clint D. Carlson | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER (a) ☐ (b) ☒ | |||||
| 3 | SEC USE ONLY | |||||
| 4 | SOURCE OF FUNDS AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL ☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||||
| 8 | SHARED VOTING POWER 1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER 0 | |||||
| 10 | SHARED DISPOSITIVE POWER 1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW ☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT 4.97% | |||||
| 14 | TYPE OF REPORTING PERSON IN | |||||
10
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Page 11 of 16 – SEC Filing
This Amendment No. 6 to Schedule 13D (this Amendment
No. 6) relates to the common stock, par value $0.01 per share (the Common Shares), of Vitamin Shoppe, Inc., a Delaware corporation (the Issuer), and amends the Schedule 13D filed on
April 22, 2015, as amended by Amendment No. 1 thereto filed on July 31, 2015, Amendment No. 2 thereto filed on October 13, 2015, Amendment No. 3 thereto filed on January 12, 2016, Amendment No. 4 thereto filed
on February 24, 2016 and Amendment No. 5 thereto filed on February 21, 2017 (the Original Schedule 13D and, together with this Amendment No. 6, the Schedule 13D). Capitalized terms used and
not defined in this Amendment No. 6 have the meanings set forth in the Original Schedule 13D.
This Amendment No. 6 is being
filed to amend Item 5 of the Schedule 13D as set forth below. As set forth below, none of the Reporting Persons are the beneficial owners of more than 5% of the Common Shares. The filing of this Amendment No. 6 represents the final
amendment to the Schedule 13D and constitutes an exit filing for the Reporting Persons.
| Item 5. | INTEREST IN SECURITIES OF THE ISSUER |
Items 5(a)-(c) and (e) of the Schedule
13D are amended and restated as follows:
(a) and (b)
The Reporting Persons may be deemed to beneficially own in the aggregate 1,182,035 Common Shares. Based upon a total of 23,789,852 Common
Shares outstanding as of July 21, 2017, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended July 1, 2017, filed with the Securities and
Exchange Commission on August 9, 2017, the Reporting Persons shares represent approximately 4.97% of the outstanding Common Shares.
Carlson Capital, Asgard II, Asgard I and Mr. Carlson have the power to vote and direct the disposition of (i) the 753,917 Common
Shares reported herein as owned by DOF, (ii) the 303,999 Common Shares reported herein as owned by ROF, (iii) the 57,267 Common Shares reported herein as owned by RVC, and (iv) the 66,852 Common Shares reported herein as owned by OFF.
As of August 9, 2017, AOF no longer may be deemed to beneficially own any Common Shares.
(c) Information concerning transactions in
the Common Shares effected by the Reporting Persons in the past sixty (60) days is set forth in Appendix A hereto and is incorporated herein by reference.
(e) The Reporting Persons ceased to be the beneficial owners of more than 5% of the Common Shares as of August 10, 2017.
11
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Page 12 of 16 – SEC Filing
SIGNATURES
After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
DATED: August 11, 2017
| DOUBLE BLACK DIAMOND OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| BLACK DIAMOND RELATIVE VALUE CAYMAN, L.P. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| BLACK DIAMOND OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
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Page 13 of 16 – SEC Filing
| BLACK DIAMOND ARBITRAGE OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| CARLSON CAPITAL, L.P. | ||
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| ASGARD INVESTMENT CORP. II | ||
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| ASGARD INVESTMENT CORP. | ||
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| /s/ Clint D. Carlson | ||
| Clint D. Carlson | ||
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Page 14 of 16 – SEC Filing
Appendix A
TRANSACTIONS IN THE ISSUERS COMMON SHARES BY THE REPORTING PERSONS IN THE PAST SIXTY (60) DAYS
The following tables set forth all transactions in the Common Shares effected by any of the Reporting Persons in the past sixty
(60) days. All such transactions were effected in the open market through brokers and the price per share is net of commissions.
| Double Black Diamond Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Buy | 151,892 | $ | 10.5250 | 7/11/2017 | ||||||||
| Sell | 144 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 6,810 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 386 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 378 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 39,597 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 2,245 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 2,202 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 7,286 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 413 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 405 | $ | 11.5618 | 7/20/2017 | ||||||||
| Buy | 97 | $ | 10.6250 | 7/21/2017 | ||||||||
| Buy | 13,766 | $ | 10.4194 | 7/21/2017 | ||||||||
| Buy | 2,576 | $ | 10.5047 | 7/21/2017 | ||||||||
| Buy | 17,629 | $ | 10.5338 | 7/24/2017 | ||||||||
| Sell | 15,612 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 1,015 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 5,006 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 325 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 12,166 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 791 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 174 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 11 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 53,405 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 3,475 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 36,408 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 53,491 | $ | 7.0419 | 8/9/2017 | ||||||||
| Sell | 31,636 | $ | 6.6913 | 8/9/2017 | ||||||||
| Sell | 2,369 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 3,480 | $ | 7.0420 | 8/9/2017 | ||||||||
| Sell | 2,060 | $ | 6.6912 | 8/9/2017 | ||||||||
| Sell | 105,012 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 10,060 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 12,252 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 36,703 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 655 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 6,834 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 798 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 2,387 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 282,986 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 18,418 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 126,683 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 5,059 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 287 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 7,185 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 281 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 7,046 | $ | 6.0248 | 8/10/2017 | ||||||||
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Page 15 of 16 – SEC Filing
| Black Diamond Relative Value Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Sell | 80 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 3,697 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 319 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 227 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 21,499 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 1,858 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 1,322 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 3,956 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 341 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 243 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 68,778 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 2,747 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 239 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 5,943 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 4,232 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 168 | $ | 6.3188 | 8/10/2017 | ||||||||
| Black Diamond Relative Value Cayman, L.P. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Sell | 15 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 694 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 104 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 4,039 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 610 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 742 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 112 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 516 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 12,920 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 78 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 1,954 | $ | 6.0248 | 8/10/2017 | ||||||||
| Black Diamond Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Buy | 36,808 | $ | 10.5250 | 7/11/2017 | ||||||||
| Sell | 5 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 285 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 3 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 14 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 1,663 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 21 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 83 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 305 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 4 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 15 | $ | 11.5618 | 7/20/2017 | ||||||||
| Buy | 3,334 | $ | 10.4194 | 7/21/2017 | ||||||||
| Buy | 24 | $ | 10.6250 | 7/21/2017 | ||||||||
| Buy | 624 | $ | 10.5047 | 7/21/2017 | ||||||||
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Follow Vitamin Shoppe Inc. (NYSE:VSI)
Page 16 of 16 – SEC Filing
| Buy | 4,271 | $ | 10.5338 | 7/24/2017 | ||||||||
| Sell | 571 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 37 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 182 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 12 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 445 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 29 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 6 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 1,955 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 130 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 1,157 | $ | 6.6913 | 8/9/2017 | ||||||||
| Sell | 1,959 | $ | 7.0419 | 8/9/2017 | ||||||||
| Sell | 1,334 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 78 | $ | 6.6912 | 8/9/2017 | ||||||||
| Sell | 129 | $ | 7.0420 | 8/9/2017 | ||||||||
| Sell | 88 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 448 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 1,345 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 368 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 3,845 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 91 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 29 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 25 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 254 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 10,363 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 690 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 212 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 5,322 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 71 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 2 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 266 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 11 | $ | 6.3188 | 8/10/2017 | ||||||||
| Black Diamond Arbitrage Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Sell | 858 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 275 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 669 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 9 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 2,935 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 2,001 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 2,941 | $ | 7.0419 | 8/9/2017 | ||||||||
| Sell | 1,738 | $ | 6.6913 | 8/9/2017 | ||||||||
| Sell | 5,772 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 2,017 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 553 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 673 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 15,553 | $ | 6.1349 | 8/9/2017 | ||||||||
