13D Filing: Carlson Capital and Vitamin Shoppe Inc. (VSI)

NAMES OF
REPORTING PERSON

Clint D. Carlson

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

SEC USE ONLY

SOURCE OF FUNDS

AF

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

☐

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

0

SHARED VOTING POWER

1,182,035 Common Shares

SOLE DISPOSITIVE POWER

0

SHARED DISPOSITIVE POWER

1,182,035 Common Shares

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,182,035 Common Shares

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

☐

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES

4.97%

TYPE OF REPORTING PERSON

IN