13D Filing: Carlson Capital and Renewable Energy Group Inc. (REGI)

Page 7 of 10 – SEC Filing

1

NAMES OF
REPORTING PERSON

Asgard Investment Corp.

2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a) ☐ (b) ☒

3

SEC USE ONLY

4

SOURCE OF FUNDS

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

☐

6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON

WITH

SOLE VOTING POWER

0

SHARED VOTING POWER

3,575,000

SOLE DISPOSITIVE POWER

0

SHARED DISPOSITIVE POWER

3,575,000


1		NAMES OF REPORTING PERSON Asgard Investment Corp.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS AF
5		CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION Delaware


CUSIP No. 75972A301