13D Filing: Carl W Dinger III and Mfri Inc (NASDAQ:MFRI)

 

ITEM 5.

INTEREST IN THE SECURITIES OF THE ISSUER

 

As reported in the Issuer’s 10Q for the quarter ending 10/31/16, the issuer had 7,568,946 common shares outstanding. The reporting persons forming the group own an aggregate of 446,327 common shares representing 5.92% of the Issuer’s shares outstanding. Each member of the reporting group owns shares individually as follows:

 

	Carl W. Dinger III	156,400
	Carousel World L.P.	80,200
	Ashley E. Dinger	66,400
	Caleigh N. Dinger	41,500
	Shelby C. Dinger	39,000
	Kenneth E. Stroup, Jr.	62,827
	Total:	446,327

  

c.) Transactions over the past sixty days are as follows, (all purchases):

 

	1/31/17	100	$8.85
	2/07/17	100	$8.70
	2/17/17	150	$8.70
	3/01/17	700	$8.25
	3/06/17	200	$8.03
	3/08/17	100	$7.88
	3/10/17	800	$7.40
	3/14/17	400	$7.73
	3/15/17	900	$8.00
	3/22/17	200	$7.89
	3/27/17	550	$7.71
	3/28/17	100	$7.75
	3/30/17	200	$7.87

                             

 

d.) No person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such shares of the Common Stock.