13D Filing: Care Capital and Minerva Neurosciences, Inc. (NERV)

Page 4 of 7 – SEC Filing

 

CUSIP No. 603380106

13D

 

 

 

 

Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only)
Care Capital III LLC

 

 

 

Check the Appropriate Box if a Member of a Group*

 

 

(a)

 x

 

 

(b)

 o

 

 

 

SEC Use Only

 

 

 

Source of Funds* (See Instructions)
OO

 

 

 

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

 

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

 

Sole Voting Power
0

 

 

Shared Voting Power
1,559,716

 

 

Sole Dispositive Power
0

 

 

Shared Dispositive Power
1,559,716

 

 

 

Aggregate Amount Beneficially Owned by Each Reporting Person
1,559,716

 

 

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)*   o

 

 

 

Percent of Class Represented by Amount in Row (11)
5.6%

 

 

 

Type of Reporting Person*
OO

 

4


Follow Minerva Neurosciences Inc. (NASDAQ:NERV)