13D Filing: California Capital Equity, Llc and Tronc Inc. (NYSE:TRNC)

Page 4 of 7 – SEC Filing


CUSIP No. 89703P107 13D/A
  (1)

NAMES OF
REPORTING PERSONS

Patrick Soon-Shiong

  (2)

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions)

(a)  ☐        (b)  ☒

  (3)

SEC USE ONLY

  (4)

SOURCE OF FUNDS (see instructions)

WC, AF (See Item 3)

  (5)

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)

or 2(e)

  (6)

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  (7)

SOLE VOTING POWER

1,093,619 (See Item 5)

  (8)

SHARED VOTING POWER

8,743,619 shares (See Item 5)

  (9)

SOLE DISPOSITIVE POWER

1,093,619 shares (See Item 5)

(10)

SHARED DISPOSITIVE POWER

8,743,619 shares (See Item 5)

(11)

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

8,743,619 shares (See Item 5)

(12)

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (see instructions)

(13)

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

26.7% (See Item 5)

(14)

TYPE OF REPORTING PERSON (see
instructions)

PN

Page 4 of 7

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