Lazard Global Total Return & Income Fund(NYSE:LGI): Phillip Goldstein, Andrew Dakos And Steven Samuels’ Bulldog Investors filed an amended 13D.
You can check out Bulldog Investors’ latest holdings and filings here.
Please follow Bulldog Investors (if you aren’t already doing so) to get real-time email alerts whenever we publish an article about Bulldog Investors or update its stock holdings.
Follow Phillip Goldstein, Andrew Dakos, And Rajeev Das's Bulldog Investors
You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Bulldog Investors | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% | |
| Phillip Goldstein | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% | |
| Andrew Dakos | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% | |
| Steven Samuels | 251,971 | 258,028 | 251,971 | 258,028 | 5.31% |
Follow Phillip Goldstein, Andrew Dakos, And Rajeev Das's Bulldog Investors
Page 1 of 2 – SEC Filing
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
9/28/17
1. NAME OF REPORTING PERSON
Bulldog Investors, LLC
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IA
___________________________________________________________
1. NAME OF REPORTING PERSON
Phillip Goldstein
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
251,971
8. SHARED VOTING POWER
258,028
9. SOLE DISPOSITIVE POWER
251,971
_______________________________________________________
10. SHARED DISPOSITIVE POWER
258,028
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
509,999 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
5.31%
14. TYPE OF REPORTING PERSON
IN
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #4 to the schedule 13D
filed October 24, 2016. Except as specifically set forth
herein, the Schedule 13D remains unmodified.
