13D Filing: Brookfield Asset Management Inc. and Terraform Power Inc. (TERP)

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Page 2 of 26 – SEC Filing

CUSIP No. 88104R100
1
NAMES OF REPORTING PERSONS
BROOKFIELD ASSET MANAGEMENT INC.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒  (b) ☐
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 ☐
6
CITIZENSHIP OR PLACE OF ORGANIZATION
ONTARIO
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
8
SHARED VOTING POWER
75,594,459
9
SOLE DISPOSITIVE POWER
10
SHARED DISPOSITIVE POWER
75,594,459
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
75,594,459
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
51.00%(1)
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
(1) Percentage ownership is based on an aggregate number of Class A Shares of 148,224,429 outstanding as of October 16, 2017, based on information disclosed by the Issuer in a Current Report on Form 8-K, filed October 16, 2017.

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