Page 22 of 27 – SEC Filing
CUSIP No. 277461406
Item 1. Security of the Issuer.
This Amendment No. 5 amends the Schedule 13D filed with the Securities and Exchange Commission on September 13, 2013 (as amended by Amendment
No. 1 thereto filed on October 8, 2013, Amendment No. 2 thereto filed on December 1, 2014, Amendment No. 3 thereto filed on March 15, 2017 and Amendment No. 4 thereto filed on April 25, 2017, the
Schedule 13D), relating to the shares of Common Stock, par value $0.01 per share (the Common Stock), of Eastman Kodak Company, a New Jersey corporation (the Issuer), net-share settled warrants
to purchase Common Stock at an exercise price of $14.93 per share (the 125% Warrants) and net-share settled warrants to purchase Common Stock at an exercise price of $16.12 per share (the 135% Warrants and,
together with the 125% Warrants, the Warrants). The Issuers principal executive office is located at 343 State Street, Rochester, New York 14650. Unless specifically amended hereby, the disclosures set forth in the Schedule
13D remain unchanged.
Item 5. Interest in Securities of the Issuer.
Paragraph (c) of Item 5 of the Schedule 13D is hereby deleted and replaced with the following:
(c) During the last 60 days ending April 26, 2017, the BlueMountain Funds effected the following transactions:
Date | BlueMountain Fund | Security | Amount | Price per Share | Type of Transaction | |||||||||
March 10, 2017 | Credit Alternatives | Common Stock | 10,829 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | Guadalupe | Common Stock | 693 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | Timberline | Common Stock | 1,177 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | Kicking Horse | Common Stock | 912 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | COF | Common Stock | 6,906 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | Distressed | Common Stock | 1,280 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | Montenvers | Common Stock | 2,454 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | Strategic Credit | Common Stock | 959 | $ | 12.01 | open market sale | ||||||||
March 10, 2017 | BMST | Common Stock | 1,758 | $ | 12.01 | open market sale | ||||||||
March 13, 2017 | Credit Alternatives | Common Stock | 26,644 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | Credit Alternatives | Common Stock | 4,018 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | Guadalupe | Common Stock | 1,705 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | Guadalupe | Common Stock | 257 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | Timberline | Common Stock | 2,896 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | Timberline | Common Stock | 437 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | Kicking Horse | Common Stock | 2,244 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | Kicking Horse | Common Stock | 338 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | COF | Common Stock | 16,992 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | COF | Common Stock | 2,563 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | Distressed | Common Stock | 3,149 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | Distressed | Common Stock | 475 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | Montenvers | Common Stock | 6,038 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | Montenvers | Common Stock | 911 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | Strategic Credit | Common Stock | 2,358 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | Strategic Credit | Common Stock | 356 | $ | 12.20 | open market sale | ||||||||
March 13, 2017 | BMST | Common Stock | 4,326 | $ | 11.95 | open market sale | ||||||||
March 13, 2017 | BMST | Common Stock | 652 | $ | 12.20 | open market sale | ||||||||
March 14, 2017 | Credit Alternatives | Common Stock | 10,038 | $ | 11.45 | open market sale | ||||||||
March 14, 2017 | Credit Alternatives | Common Stock | 10,039 | $ | 11.65 | open market sale | ||||||||
March 14, 2017 | Credit Alternatives | Common Stock | 50,195 | $ | 11.75 | open market sale | ||||||||
March 14, 2017 | Guadalupe | Common Stock | 643 | $ | 11.45 | open market sale | ||||||||
March 14, 2017 | Guadalupe | Common Stock | 642 | $ | 11.65 | open market sale | ||||||||
March 14, 2017 | Guadalupe | Common Stock | 3,210 | $ | 11.75 | open market sale | ||||||||
March 14, 2017 | Timberline | Common Stock | 1,091 | $ | 11.45 | open market sale | ||||||||
March 14, 2017 | Timberline | Common Stock | 1,091 | $ | 11.65 | open market sale | ||||||||
March 14, 2017 | Timberline | Common Stock | 5,455 | $ | 11.75 | open market sale | ||||||||
March 14, 2017 | Kicking Horse | Common Stock | 846 | $ | 11.45 | open market sale | ||||||||
March 14, 2017 | Kicking Horse | Common Stock | 846 | $ | 11.65 | open market sale | ||||||||
March 14, 2017 | Kicking Horse | Common Stock | 4,230 | $ | 11.75 | open market sale | ||||||||
March 14, 2017 | COF | Common Stock | 6,403 | $ | 11.45 | open market sale | ||||||||
March 14, 2017 | COF | Common Stock | 6,402 | $ | 11.65 | open market sale | ||||||||
March 14, 2017 | COF | Common Stock | 32,010 | $ | 11.75 | open market sale | ||||||||
March 14, 2017 | Distressed | Common Stock | 1,186 | $ | 11.45 | open market sale |